speaking & thinking of the divine

June 16, 2014 § Leave a comment

1992.5112

Yves Klein: Leap into the Void, 1960


For everything that is understood and sensed is nothing else but the apparition of what is not apparent, the manifestation of the hidden, the affirmation of the negated, the comprehension of the incomprehensible, the understanding of the unintelligible, the body of the bodiless, the essence of the superessential, the form of the formless, the measure of the measureless, the number of the unnumbered, the weight of the weightless, the materialization of the spiritual, the visibility of the invisible.

––John Scottus Eriugena, Periphyseon (P, III 633A, 678C) [1].

The divine is unknowable in the purest sense of the word. To title this essay “Speaking and Thinking of the Divine” needs additional clarification, since the aim will be to write and think about the apophatic via two ancient Neo-Platonic philosophers who have contributed to writing about negative theology, Plotinus and Pseudo-Dionysius the Areopagite (hereafter Ps.-Dionysius[2]). This means that speaking and thinking of the divine becomes not speaking, and not thinking of the divine. Their cosmology was hierarchical, so the higher up we transcend reality to an understanding of the mysterious divine, the less we know. Their complementary doctrines offer insight into the so-called divine mysteries, and into the 20th century philosophy of deconstruction. Jacques Derrida wrote about negative theology and Ps.-Dionysius. How the apophatic relates to the deconstructive term différance will be briefly considered. Then there is the German theologian Rudolph Otto’s delineation of the ineffable aspects of religious experience that must owe something to Plotinus and Ps.-Dionysius. Otto’s contributions to the holy cannot be overlooked. Otto provides for a 20th century perspective in this essay on that which cannot be spoken—the ineffable. Before introducing Plotinus and the others, Simon Oliver’s observations will set the tone for negative theology with his reference to the wise humility of Socrates knowing nothing in Plato’s Apology.

The University of Nottingham produces a series of videos featuring various professors speaking about their academic specialties and why prospective students should study with them. One recent video features the theologian Simon Oliver, where he gives a nice synopsis of what negative theology is all about.[3] Oliver ties negative theology back to Plato’s Apology where Socrates is on trial for corrupting the youth of Athens. A colleague of Socrates is said to have consulted the Oracle of Delphi inquiring if Socrates is in fact the wisest person, and the oracle says ‘yes’ Socrates is the wisest. Socrates is dubious of this oracular reply since he claims he doesn’t know anything. Wondering about wisdom, Socrates is said to have questioned upstanding members of the polis as to whether they thought they were wise, and they said yes, we are wise because of all the things we know. Socrates concludes that he is the wisest person, and where other people (like the ones he questioned) claimed to know a lot, they were actually not very wise. Socrates conversely admits that he does not know anything. He realizes his own ignorance where they cannot. Therefore, Socrates is wise because of his ignorance. Here, Oliver points out that we see the beginnings of a way of knowing things as defined by not knowing things.

It is no mistake that those who take up the tradition of Platonic philosophy, the Neo-Platonists: Plotinus and Ps.-Dionysius (and others) should have an apophatic way of addressing The One,[4] with Plotinus (who we will look at now) and addressing the Christian God with Ps.-Dionysius (who we will look at later). The 3rd century philosopher Plotinus’ collection of treatises, the Enneads, stands as an immediate example of negative theology with respect to The One. Andrew Louth in his The Origins of Christian Mystical Tradition writes praise for Plotinus, he is ‘the supreme exponent of […] ‘mystical philosophy’” and “he represents man’s inherent desire to return to heaven at its purest and most ineffable.”[5] Little is known about Plotinus’s life (he is said to have been exceedingly humble).[6] The writings we do have, were collected by Porphyry, a former student, who arranged and named the Enneads, “arranged according to themes in six groups of nine treatises—hence Enneads, meaning nine.”[7] It is tough to decide where in the Enneads to start with Plotinus’s account of The One, since he talks about The One all the time. A convenient place might be in the treatise titled “The Three Primal Hypostases” (V, 1 [10]). It is in this account where we find his general schema for reality. The three primal hypostases[8] consist of a triadic hierarchy beginning with The One, which is where everything comes from. Secondly, there is The Intelligence which contemplates The One, as much as it also is the comprehensive totality of all form and ideas. And there is The Soul, begotten from The Intelligence. The Soul where being is said to reside, and it is the part of the hypostases that touches our souls, our individual souls[9] which are descended from The Soul—the universal soul.

Again, The One is on top of the hierarchical hypostases. Even though The One is the source of everything, it still is problematic to think of it as multiple. When Plotinus addresses and questions The One as possibly multiple, he evades the question “let us do so not with words but with a lifting of our souls to it and thus pray alone to the Alone” (V, 1 [10], 6).[10] The Alone in this case is The One, and it is implicitly beyond the multiple, beyond a numerical understanding. The One is beyond multiplicity and it is often referred to as a simplex.[11] P.V. Pistorius in his Plotinus and Neo-Platonism helps the matter to suggest that the “ultimate reality [The One] is a One-in-Many, containing the potentiality of the universe.”[12] Although The One is simply one, in its singularity, it contains the possibility of the multiple. The One is unity, not multiplicity. The One is not a number.

But still, the One is beyond being, if it was being it would be limited by whatever form being would take. Herein is the apophatic departure from the way the divine is conceived of these days, whereby we imagine a deity residing somewhere in the heavens that looks like a white-haired bearded fellow in robes. A being like this (or of any other kind of being) is just too limited for The One. Being is too determinate. The hypostases—that triadic infra-phenomena of Plotinus’s Neo-Platonic reality has The One above it all.

In his treatise “The Good or The One” Plotinus plainly asks “what then is The One?” (VI, 9 [9], 3).[13] Plotinus tells us that The One is not being, and that it is beyond form too. So if it is beyond being, and it is beyond form, then it is formless and without being, this is where the encounter with The One becomes increasingly negative. It is too difficult to wrap the mind around something that is a formless being. Plotinus anticipates this problem, he says the soul (our soul) when it gets closer to The One “fears it will encounter nothingness” (VI, 9 [9], 3).[14] Essentially, our soul is more comfortable with the things of sense, the tangible, and the known. Let it not be forgotten that Plotinus’s cosmology is hierarchical, this means that our souls are several layers removed from The One, i.e. on the top is The One, then there is The Intelligence, then there is The Soul, and then there is our soul (The One →The Intelligence → The Soul →the soul of man → the soul of animals → the soul of plants, etc.). When man tries to think of The One, he has no choice but to observe The One through the lens of The Soul, and then through the lens of The Intelligence, while at the same time recognizing that The One is not any of those things in the hypostases.

Another problem with contemplating The One, according to Plotinus, has to do with the limitations of our discursive reasoning. Why is discursive reasoning a problem? Pistorius writes “there is nothing that we can know immediately by the aid of discursive reasoning. Even the most simple statement presupposes analysis.”[15] There needs to be a limited (and multiple) range of conditions (and logical premises) in place for such reasoning. These things need to be in place in order for discursive analysis to get at a reasonable explanation of what a particular thing actually is—but The One is not any of those things. All those rationally discursive things derive indirectly from The Intelligence, via The Soul, and lastly, via our individual souls.

Then there is the ever-mysterious Ps.-Dionysius writing sometime during the 5th and 6th centuries. He is known to us as Pseudo because he wrote as pseudonymously as Dionysius the Areopagite, the 1st century Christian convert of Paul the Apostle. The key to knowing that the Syrian Ps.-Dionysius was actually not Dionysius the Areopagite, was that his Christian writings were written in a distinctive mystical Neo-Platonic idiom—probably after his readings of Plotinus, Proclus, and other Neo-Platonic philosophers. There is no small irony to recognize that here we have one of the most apophatic of thinkers, and he is known only by a pseudonym of who he was not. He wrote a handful of works, but only two will be looked at here: the Mystical Theology and the Letters.

The name Ps.-Dionysius is synonymous with via negativa, apophatic theology, or most plainly said: negative theology. With Ps.-Dionysius there is the idea of hierarchical transcendence whereby an assent to the upper realms of the divine becomes increasingly less knowable, and therefore in the descending hierarchy things become easier to understand. In Ps.-Dionysius’s Mystical Theology, he recounts the biblical story of Moses ascending Mt. Sinai to commune with God, Moses becomes increasingly separated from the multitudes, and when he finds himself in the highest place on the mountain, he “enters into the gloom of the Agnosia; a gloom veritably mystic” (Caput I, §3).[16] This is to say, when in the proximity of God, though not in the actual presence of seeing God, Moses is put into the realm of unknowing—the Agnosia. Nothing about God is discernable, he can’t be seen, he is beyond everything, he is not something or something else, he is known by Moses without knowledge, God is “altogether Unknown, and by knowing nothing, knowing above mind.”[17] For Ps.-Dionysius, God is always greater than our conception of him. To try getting to know God, one has to un-know God, which is to say there is no such thing as knowing God, since he is un-knowable.

Remarkably, in the 1st letter of Ps.-Dionysius, is found another connection between a way to know God, and a way to not know God. It is addressed to Gaius “a monk.” Two sentences stick out:

Taking these things [God’s light that causes ignorance to vanish] in their higher sense rather then as a privation, you will maintain more truly than truth that ignorance according to God eludes those who have real light and knowledge of beings, that His transcendent darkness is hidden by all light and eclipses all knowledge. […then in the closing lines of the letter] Complete ignorance in a higher sense is knowledge of what is above all known things. (1065A-1065B)[18]

In these two sentences there are some curious turns of phrase. In the first line quoted here, Ps.-Dionysius wants to emphasize that any talk of the taking away, the vanishing of ignorance should not be a privation, which is another way of saying that these things should not be taken as lacking. Still, there is the seemingly contradictory idea that knowledge of God dispels ignorance, and this cannot be thought of as a privation. Then what does he mean? He means to focus on that which cannot be focused on: God. Knowledge of God is a kind of knowledge, but it is the kind of knowledge that is openly aware of its limitations. Our knowledge of God, in this apophatic sense, is knowing that there are things that you will never know, there are things greater than you, and it is an acknowledgement of ignorance as a way of knowing (what you do not know). This is highly reminiscent of the professed ignorance of Socrates who claimed to know nothing.

In the Mystic Theology there is frequent mention of the term “superessential.” For instance Ps.-Dionysius writes that God is “the superessential ray of Divine darkness” (Caput I, §1),[19] or “for this is veritably to see and to know and to celebrate super-essentially the Superessential” (Caput II, §2).[20] Jacques Derrida, the father of deconstruction, wrote about this word in his lecture/essay on apophatics “How to Avoid Speaking: Denials” from 1987. Early on in the lecture he works with some of the issues surrounding negative theology and how it relates (or doesn’t relate) to deconstruction. There is an odd word that Derrida coined that is deconstructive in its meaning: différance.[21] Basically, the word combines the French words for difference and defer—its meaning is always escaping and becoming different at the same time. In “How to Avoid Speaking: Denials” Derrida weighs the similarities of negative theology with his term différance. He explains that Ps.-Dionysius used the word superessential in relation to negative theology. Derrida wonders how this theological term applies to différance.

One can always say: hyperessentiality is precisely that, a supreme Being who remains incommensurate to the being of all that is, which is nothing, neither present nor absent, and so on. If the movement of this re-appropriation appears in fact irrepressible, its ultimate failure is no less necessary. But I concede that this question remains at the heart of a thinking of différance or of the writing of writing.[22]

What Derrida is basically saying is that the theological implications carried over by Ps.-Dionysius’s negative use of the term hyperessentiality (being beyond being) must have a connection to différance. The elusive word différance then implicates a being that is beyond being, and by extension a knowing that is beyond knowing. Thereby we find a semi-secular way of thinking about negative theology: a way of differing that becomes different—always an aporia, a mystery. Perhaps Derrida is saying that negative theology, because it is superessential, cannot be wholly secularized. Theological being beyond being becomes only slightly secularized by the deconstructive gesture of différance.

In his 1917 book The Idea of the Holy the German theologian Rudolf Otto, there is a chapter titled “The Numinous.”[23] Otto never associates his concept of the numinous to the apophatic per se, but surely the ineffable relates to negative theology. Otto first wants to separate and refine an idea of the word holy apart from the common understanding of the word as related to issues of ethical goodness. He writes that “we generally take ‘holy’ as meaning ‘completely good’; it is the absolute moral attribute, denoting consummation of moral goodness.”[24] However, he does not want to eliminate altogether an ethical understanding of the word holy. Otto suggests that the numinous is even beyond the rational, so not only should the word holy be considered above an ethical understanding, it also is beyond the rational. There could be a slim comparison with the notion the numinal and fideism, i.e. that faith and reason are not necessarily compatible, but admittedly, Otto’s numinal is not a question about faith. The extra quality of the holy is unsayable. It cannot be expressed in words. Otto defines the ineffable as ἄρρητον (arreton). But the word numinous is derived from the Latin numen, meaning divine. The numinous is to be conceived of as relating to a way of apprehending the divine.[25] The numinous is that particular religious feeling that cannot be put into words. Otto writes “this mental state is perfectly sui generis and irreducible to any other.”[26]

Otto then elaborates on particular elements of the numinous, an ineffable religious experience in connection to Friedrich Schleiermacher[27] (the late 18th to early 19th century German theologian) who spoke of an element of religious experience that is characterized by ‘a feeling of dependence.’ Otto does not accept Schleiermacher’s full meaning of this concept, since what is being describe cannot really be handled in its fullest realization by conceptual ways of knowing things. Otto opts for what he calls ‘creature feeling,’ a “submergence into nothingness before an overpowering might of some kind.”[28] This ‘creature feeling’ cannot be fully described in words, yet if there were a way to introduce it: it would be a feeling of awed insignificance before a power greater than you. That the divine is greater than you is like saying that the secular universe is so vast that we are infinitesimally tiny in comparison. Still, Otto points out that Schleiermacher’s account of the ‘feeling of dependence’ is merely self-referential, while Otto wants to propose that his ‘creature feeling’ involves the numinal element. This means that the numinal element of a religious feeling of insignificance must be felt in relation to the ineffable that lies outside of our own knowing and understanding, as opposed to just a subjective feeling that one is insignificant in the presence of the divine.

From Plato’s Socrates who claims he knows nothing, to Derrida’s semi-secular différance, and from Plotinus’s The One to Ps.-Dionysius’s mystical unknowing, from the divine to the ineffable, negative theology presents a simple, yet humble, lesson that requires few words to be spoken in the pursuit of wisdom and knowledge: ‘I don’t know’ (as a way to know).

——Aurelio Madrid


[1] Eriugena’s quote is from Deidre Carabine’s, John Scottus Eriugena (New York, NY: Oxford University Press, 2000), 49. Eriugena (ca. 815-877) was an Irish medieval Neo-Platonic scholar/theologian who not only wrote on religious matters, but also translated key authors from Greek to Latin, namely Ps.-Dionysius who influenced Erigena’s own style of negative theology.

[2] I have the scholar Ronald F. Hathaway to thank for this clever abbreviation. Hathaway utilizes this abbreviation throughout his amazing study of Ps.-Dionysius: Hierarchy and the Definition of Order in the Letters of Pseudo-Dionysius: A Study in Form and Meaning of the Pseudo-Dionysian Writings, (The Hague: Martinus Nijoff, 1969).

[3] Simon Oliver, “Why Study Negative Theology with Simon Oliver,” YouTube video, 13:55, posted by “The University of Nottingham,” Jan. 29, 2013. http://youtu.be/1X2Buxlcv6g

[4] For this essay, we will opt for capitalizing The One, The Intelligence, and The Soul as in Elmer O’Brien’s translation.

[5] Andrew Louth, “Plotinus,” in The Origins of the Christain Mystical Tradition: From Plato to Denys (New York, NY: Oxford University Press, 1981), 36.

[6] Louth writes “according to Porphyry, Plotinus was extremely unwilling to talk of himself, and would not celebrate his own birthday or allow an artist to take a likeness of him.” Louth, “Plotinus,” 36.

[7] Andrew Louth, “Plotinus,” 37.

[8] This word hypostases basically means: all that which underlies everything, all phenomena, etc., it is the underlying schema of reality for Plotinus.

[9] For Plotinus’s account of non-human souls, see the treatise: “The Post Primals,” (V, 2 [11]). This is where the souls of plants and animals are spoken of within his hierarchy.

[10] Plotinus, “The Three Primal Hypostases,” in The Essential Plotinus, translated by Elmer O’Brien (Indianapolis, IN: Hackett Publishing Co. Inc., 1964), 97.

[11] A quick glance at the Latin meaning of simplex, does not elucidate the matter beyond thinking of The One as not multiple, since it means: simple or single.

[12] P.V. Pistorius, Plotinus and Neo-Platonism: An Introductory Study (Cambridge, Great Britain: Bowes & Bowes Publishers, Ltd., 1952), 26.

[13] Plotinus, “The Good or The One,” O’Brien, 76.

[14] Plotinus, “The Good or The One,” O’Brien, 76.

[15] P.V. Pistorius, Plotinus, 8.

[16] Dionysius the Areopagite “Mystic Theology,” Dionysius the Areopagite, Works (1897), translated by John Parker (Grand Rapids, MI: Christian Classics Ethereal Library, n.d.), 85.

[17] Ps.-Dionysius, “Mystic Theology,” 85.

[18] Ronald F. Hathaway, “The Letters of Ps-Dionysius,” in Hierarchy, 131.

[19] Dionysius the Areopagite, “Mystic Theology,” 84.

[20] Dionysius the Areopagite, “Mystic Theology,” 86.

[21]In collection of interviews from the 1970s titled Positions Derrida is interviewed by the Belgian playwright Henri Ronse, where Ronse asks Derrida about the word différance. Derrida replies “[…] First, différance refers to the (active and passive) movement that consists in deferring by means of delay, delegation, reprieve, referral, detour, postponement, reserving. […] Second, the movement of différance, as that which produces different things, that which differentiates, is the common root of all oppositional concepts that mark our language […].” Jacques Derrida, “Implications: Interview with Henri Ronse,” in Positions, translated by Alan Bass. (Chicago, IL: The University of Chicago Press, 1981), 1-14.

[22] Derrida, Jacques, with Coward, Harold, Toby Foshay, eds., Derrida and Negative Theology (Albany, NY: State University of New York Press, 1992), 79.

[23] Rudolph Otto, “The Numinous,” in The Idea of the Holy, translated by John W. Harvey (New York, NY: Oxford University Press, 1958), 5-7.

[24] Rudolf Otto, “The Numinous,” 5.

[25] Grace M. Jantzen in her 1994 article: “Feminists, Philosophers and Mystics,” works hard to show the limits of this view of Otto’s (although she does not address Otto directly), she writes “Contemporary philosophers and theologians, feminists among them, regularly speak of mysticism as though the term is clearly understood: it stands for a subjective psychological state, perhaps a state of ‘shared consciousness,’ in which an individual undergoes a private, intense, and ineffable experience, usually of a religious nature. A study of the historical records, however, shows that such and understanding of mysticism is a relatively recent one which bears little resemblance to those who are taken paradigmatically as mystics of the Christian tradition.” Grace M. Jantzen, “Feminists, Philosophers, and Mystics,” in Hypatia 9, no. 4, Feminist Philosophy of Religion (Autumn, 1994): 187. Her view is worth serious consideration. She follows from Michel Foucault’s (post-structuralist) critique of power relations. And she shows that academic/patriarchal power delimits the mystical to the narrow category of the ineffable. Perhaps such (male-dominated) ideas of the mystic stem from ancient times, where the mystical was largely kept a secret—it was hidden. But it is within this tendency to confine the mystical to a narrow definition that Jantzen has a problem with because it cuts female mystical experience out of the picture. She argues that female mystics, like Julian of Norwich, wrote about mystical experiences in ways that suggest that the mystical is much more than just ineffable, rather, they are experiences that can be communicated and expressed. It might be said that (male) philosophical authority regulates a narrow definition in the interest of maintaining authoritative power over female expressions of the mystical. Let us recall that Julian of Norwich spoke of ‘the motherhood’ of God and the association of God as a mother verges on the transgressive, and examples like this are not merely unspeakable, they just are un-masculine. If anything, Jantzen’s feminist perspective is expansive to include the mystical experiences of women that serve to widen the field away from seeing it as only ineffable.

[26] Otto, “The Numinous,” 6.

[27] Jantzen also cites Schleiermacher, “in his Speeches of Religion, [he] is happy to proclaim the greater religious consciousness of women, whom he also saw as ideally maintaining domestic bliss.” Jantzen, “Feminists, Philosophers, and Mystics,” 190.

[28] Otto, “The Numinous,” 7.


Bibliography

Carabine, Deirdre. John Scotus Eriugena. New York, NY: Oxford University Press, 2000.

Derrida, Jacques. Coward, Harold, Toby Foshay, eds. Derrida and Negative Theology. Albany, NY: State University of New York Press, 1992.

—. Positions. Translated by Alan Bass. Chicago, IL: The University of Chicago Press, 1981.

Dionysius the Areopagite. “Mystic Theology,” Dionysius the Areopagite, Works (1897). Translated by John Parker. Grand Rapids, MI: Christian Classics Ethereal Library, n.d.

Hathaway, Ronald F. Hierarchy and the Definition of Order in the Letter of Psuedo-Dionysius: A Study in the Form and Meaning of the Psuedo-Dionysian Writings. The Hague: Martinus Nijhoff, 1969.

Jantzen, Grace M. “Feminists, Philosophers, and Mystics.” Hypatia 9, no. 4, Feminist Philosophy of Religion, (Autumn, 1994): 186-206.

Louth, Andrew. The Origins of the Christain Mystical Tradition: From Plato to Denys. New York, NY: Oxford University Press, 1981.

O’Brien, Elmer. The Essential Plotinus: Representative Treatises from the Enneads. Indianapolis, IN: Hackett Publishing Co. Inc., 1964.

Oliver, Simon. “Why Study Negative Theology with Simon Oliver,” YouTube video, 13:55, posted by “The University of Nottingham,” Jan. 29, 2013. http://youtu.be/1X2Buxlcv6g

Otto, Rudolph. The Idea of the Holy. Translated by John W. Harvey. New York, NY: Oxford University Press, 1958.

Pistorius, P.V. Plotinus and Neo-Platonism: An Introductory Study. Cambridge, Great Britain: Bowes & Bowes Publishers, Ltd., 1952.

derrida / deconstruction / loebs

May 5, 2014 § Leave a comment

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Jason Loebs, Untitled (Corpus Vile), 2012, Inkjet prints on stretched canvas, 105 x 35 x 10 inches. http://www.essexstreet.biz/

“μεταβάλλον ἀναπαύεται” / “For this reason change gives rest.” ––Heraclitus, Fragment 83[1]

If the primacy of presence can be questioned, then the tradition of univocal metaphysics can be reevaluated by way of Jacques Derrida’s ‘deconstructive’ philosophy. The artwork Untitled (Corpus Vile) made in 2012, by the contemporary American artist Jason Loebs, offers a modest five-piece suite featuring margins. The marginal falls outside of the center of focus. The slim concept of marginalia presents a way of doing philosophy from the periphery. The marginal offers a generous place to explore Derrida’s deconstructive handling of traditional ways of seeing, thinking, or writing philosophically. Given that presence itself is questioned in Derrida’s deconstructive context, it will then be evaluated by means of Loebs’s piece as presented in a gallery, online, in print, etc. Deconstruction need not be characterized as a bygone trend/fad/fashion—instead it has to be handled carefully and without haste. In order to get at Derrida’s encounter with philosophy one must begin from the primary vantage of what deconstruction actually means by way of his technical terms: aporia and difference. These and a number of surrounding issues will be examined for this research paper.

For the sake of organizational clarity this essay will be divided into two sections: in the first section “Reconstructing Deconstruction: an Impossibility” Derrida’s philosophy will be looked at, trying, at best, to define what Derrida meant by the now over-abused term deconstruction. To open the ideas up, the author of The Derrida Dictionary, Simon Morgan Wortham writes that for Derrida “deconstruction entails ‘the experience of the impossible.’”[2] The humility of such an enterprise (i.e. impossibly defining deconstruction) will then have to be embraced in the noble spirit of brevity and necessary concision, while keeping in mind that deconstruction self-consciously defers definition. The second half of the paper, titled “Loebs’s Marginalia: a Deconstructive Reading” will feature another creative venture: to positively[3] and deconstructively read Jason Loebs’s 2012 five piece artwork Untitled (Corpus Vile).

I. “Reconstructing Deconstruction: an Impossibility”

Today there is a widespread belief that the philosophy of deconstruction entails taking things apart. In its most rudimentary sense the literal word deconstruction does actually mean to disassemble. But, therein lays a question as to whether or not deconstruction, that branch of late 20th century philosophy (with postmodernism and post-structuralism as its notable peers and influences) coined by Jacques Derrida, is entirely concerned with disassembly, destruction, and breaking things down?[4] To be absolutely fair, its meaning must include this popular view to some extent, yet it must retain and go beyond it to be realized in a positive arena of writing philosophically. From its inception sometime in the late 1960s, deconstruction was primarily concerned with text, literature, philosophy, and writing in general. Deconstructive ideas can be (and have been) generously extended to other areas, such as architecture, art, ethics, and so on. Admittedly, there will be obvious problems discussing Derrida’s in/famous philosophy of deconstruction. Given these (soon to be outlined) problems, what is generally indicated by the term: deconstruction? Dermot Moran, in his Introduction to Phenomenology tells us that deconstruction is not a method, nor is it a “procedure or system of thinking.”[5] And Wortham, admits to such problems when it comes to ‘grounding’ a theory of deconstruction “that which founds or institutes always imposes itself, for Derrida, more or less violently, more or less unjustifiably, taking possession of its ground at the price of significant exclusions or contradictions.”[6] This means that while attempting to ‘define’ and/or ‘ground’ a deconstructive theory, it is almost counterproductive to the deconstructive process, since Derrida’s deconstruction aims to uncover what was excluded, or contradicted, in the original grounding, in the original foundation of a given text, artwork, etc.. All this begs the question again: then how is deconstruction defined, without appealing to a ground or foundation? This could be possible, yet an anxious appeal will have to be made with respect to more traditional methods of getting to know something, at least to initially describe it. In short, the philosophy of deconstruction will not be deconstructed here.

There is an ambiguous term that reaches back to the ancient Greek philosophy known as aporia.[7] An aporia is thought of as a riddle to be solved, or an aporia represents something that remains unresolved, or even, an aporia is a path. Derrida once asked “What would be a path without aporia?”[8] Derrida made deliberate use of this ancient word in his deconstructive philosophy. As a matter of fact, aporia could be seen as way to introduce deconstruction. But there too is a conundrum with coming to any kind of solid conclusion about the meaning of the word aporia, as if there could be a conclusion about deconstruction itself, since an aporia can be thought of as an impasse, that which is unresolved, something un-decidable, etc.[9] If a riddle is there to be looked at, it must be admitted that it must remain a riddle in order for it to be contemplated. This is to say that Derrida doesn’t seem to be working on ‘solving’ riddles. Deconstruction is not a method toward clear-cut solutions. It is better to think of deconstruction as opening up and showing the riddles to begin with, i.e. the activity of deconstruction is an avid disclosing of the riddles that are already there in the context of whatever writing, artwork text is under consideration. Deconstruction is already at work in any given text, philosophy, or artwork. Moran reminds us that Derrida consistently said that deconstruction “is an anonymous process which is already at work in the world, prior to our conceptualizations, as the very transcendental source of our conceptuality.”[10] This must mean that the problems, riddles, oppositions that are looked at in deconstruction, are already there in the very way we logically[11] think about things—the problems are there to be uncovered and examined. In the first paragraph for the entry “Deconstruction” from the Routledge Encyclopedia of Philosophy states that “what is typically occurs in a deconstructive reading is that the text in question is shown to harbor contradictory logics which are standardly ignored—or concealed from view—on other more orthodox accounts.”[12] This idea of something that is ‘concealed from view’ is an aporia, which is considered to be the beginning of a deconstructive reading.

A difficulty that immediately arises when trying to comprehend deconstruction is the aforementioned issue of oppositions. The ways binary oppositions are looked upon deconstructively is that they are themselves an aporia. Opposition creates a kind of challenge, or riddle to be disclosed for what it is. So this partially reveals what is meant when a text is deconstructed. As mentioned earlier, it is a misnomer to think of deconstruction as merely taking something apart, but, it was admitted that deconstruction still must contain this rudimentary way of thinking about it. Moran writes about this “Deconstruction involves taking apart the text to show that its supposed argument or thesis actually turns against itself…”[13] Moran also ties this peculiarity in with G.W. F. Hegel “this is an essentially Hegelian insight which Derrida interprets in a new way.”[14] Without getting too in-depth, Moran is suggesting that, as it is well known, Derrida read plenty of Hegel, and that at the core of Hegel’s philosophy is the dialectic, whereby the resolution to a contradiction must contain the contradiction within it. Derrida sought to question traditional metaphysics and deconstructive philosophy was how that was done.

Andrew Curtrofello in his Derrida entry in the Routledge Encyclopedia of Philosophy writes that “for Derrida, the history of Western metaphysics consists in a series of repeated efforts to affirm self-presence as the paradigm of truth.”[15] Another way of saying this would be to say that Derrida’s positions seek to show that traditional metaphysics privileges experience over a description of it, speech is privileged over writing, thought is privileged over language, and so forth. This should explain why Derrida was so endlessly fascinated by texts and writing. But, to be very careful, since this is suggesting that Derrida’s aim was to then reverse the traditional roles of metaphysical opposition. Cutrofello anticipates this problem by following up with:

Derrida’s aim is not to ‘reverse’ these hierarchical oppositions—as it would be if he were interested in privileging writing over speech—but to deconstruct the very logic of such exclusionary founding gestures.[16]

This particular (and dare we say dialectical) way in which Derrida contends with the issue of binary opposition points to several key gestures in the philosophy of deconstruction—finding the aporia, exposing and disclosing opposition, working with thought and language without prioritizing either.

Given the above examples, another similar thread of deconstruction has to do with Derrida’s special term “différance.” To understand this term, one has to have a better grasp of what Derrida’s position was on the metaphysics of presence, aporia, and binary oppositions (all of which were considered above). In a slim collection of interviews from the 1970s titled Positions Derrida is interviewed by the Belgian playwright Henri Ronse, where Ronse asks Derrida about the word différance.[17] In a classic deconstructive move, the meaning of the word expands and expands as Derrida explains it, throughout a couple of pages, he says that:

First, différance refers to the (active and passive) movement that consists in deferring by means of delay, delegation, reprieve, referral, detour, postponement, reserving. […] Second, the movement of différance, as that which produces different things, that which differentiates, is the common root of all oppositional concepts that mark our language […].

This différance points back to what has been at issue all along: deconstruction. Because if différance combines the words deferral and differentiation, then what is left of meaning? Perhaps something that looks like this: “↔” deconstruction is an expression of always deferring and differentiating. One motive of deconstruction is detecting the aporia of opposition, then looking at what is not being said, along with what has been overlooked, by way of emphasizing what has been prioritized and expressed, then seeing what can be positively found ‘already at work’ deep inside the opposition, the conflict, the negation, the problem, the text, the artwork and, surely, the philosophy. Like phenomenology (Derrida ‘cut his teeth’ on Edmund Husserl’s early book Origin of Geometry[18]) deconstruction is a descriptive understanding, an opening up, and a disclosure.[19]

II. “Loebs’s Marginalia: a Deconstructive Reading”

“This fissure is not one among others. It is the fissure: the necessity of interval, the harsh law of spacing.”

––Jacques Derrida, Of Grammatology[20]

§1. Grounding? …now to a question of grounding Jason Loebs’s 2012 artwork Untitled (Corpus Vile). Here is the usual tactic: what is his biography?—Where did he grow up? Where was he educated? Where does he live today? We already know that he’s American, but to what end will the question of where he was born serve? That he grew up in a culture that venerates mass media is already clear. That he is alive in the 21st century tell us that he is probably saturated in the ways of social media, and, of course print media, etc. These things are assumptions since there is no real way to ask him right now via e-mail, or otherwise. So, the things that we can tell about him, without direct knowledge of his biography will remain mostly presumptive. The fact that he’s American doesn’t suggest very much, other than the obvious. However, a quick glance at his CV from his Gallery Essex Street, in New York, NY does tell us some specific things about him.[21] Loebs was born in 1980, in Hillside, New Jersey. In 2011 he went to the Whitney Museum of American Art, on an Independent Study Program, in New York, NY. In 2007 he received his MFA from the Art Institute of Chicago, in Chicago, IL. In 2004 he received a ‘certificate’ from the Pennsylvania Academy of the Fine Arts, Philadelphia, PA. And in 2003 he attended Yale Norfolk, in Norfolk, CT. Okay, there’s more of what might be called a traditional grounding. This does inform a little more than if we only knew that he’s an American.

And now that we know he’s from the East Coast, perhaps he was born into a family of privilege, if he didn’t come from money, then he still had to work really hard to get where he’s at. If he was born to money, he had to work hard, if was born poor, he had to work hard. Both scenarios imply work. It can’t be assumed it was easy for him to get where he’s at, living in New York, NY, one of the most expensive places to live on the planet. As it can be tediously seen, we are getting to know Loebs better, but are we getting to know his art any better? We could draw multiple conclusions from his past, say, if we knew about his hometown in New Jersey, or if we knew he various professors in Chicago, New York, and Norfolk—but we don’t. So his biography has revealed that he’s an American, he’s probably from a well-off family, he has a solid (okay, elite) education, and that he is actively showing his work in a hip New York gallery. We would have to know more about him to give this ‘grounding’ any more weight then a cursory glance at his CV provided by him and his gallery. To be sure, anytime he wishes to show anywhere else, these spare details will be the first things people look at, other than his art, of course. Odd that so much of his life’s effort is reduced to just a few lines on a CV, a few lines of text. But, one shouldn’t be dismayed at such a reductive look at his life. After all, he’s getting our full attention right now. The slim facts of his biography have already informed us about things that go far beyond dates and places. He’s somewhat successful, he’s made a name for himself, and that he’s a represented artist.

Here it can be seen that a typical maneuver of art historical research, that is, to look into the biographical details of an artist to inform us of his/her work, (and with all due respect to Loebs) was oddly not very productive in telling us about his artwork. The biographical grounding becomes something that’s not really informative beyond his professional CV. Still it was very productive in showing how, in some cases, little of a person’s biography can actually tell us about his/her art.

§2. Aporia. Loebs’s artwork Untitled (Corpus Vile) is something to be disclosed. But what is to be disclosed is a group of five room-height (8’ 9” tall) margins that look to be from the edges of a newspaper. When looked at closely, they are not just the edges of the newspapers cut off, then photographed. They look like they have been photo-shopped and reworked. The edges of the text have been cut off. If these were ordinary margins from newspapers, the words would not be cut off on the margin side on the edges of the page. There is the mystery of why he didn’t use the only the bare edges of newspapers. Why did they have to be photo-shopped? It is questions like this that point to another question: why are we always trying to get at the source of the artist’s reasons why he/she did something in the first place. It is as if what is there in front of us is not answer enough. Then this leads to another important issue about how we are viewing the work. It is not in the gallery pictured here on this pixilated computer screen (or on the printed page). It is often thought that seeing an artwork up close and personal, i.e. live, is better that in reproduction. But a reproduction is all we have right now, this is it, this artwork will probably never be seen by us in person. Is this somehow a lesser experience? And how much artwork do we look at only in reproduction? The deconstructive problem of presence becomes an important one in this case. Loebs himself might think of how his work looks online, and the gallery too must have thought of it too, since they’re offering it to be seen on their website. How often are we aware of such seemingly unimportant ways that we view art? The presence of the Untitled (Corpus Vile) is virtual, but is this virtual way of seeing it less than a real way of engaging the work in person?

§3. Already at Work. The curious ‘non-title’ of Loebs’s artwork: Untitled (Corpus Vile) is one way that deconstruction is already at work in the work. First, it is not titled, yet behind the fact that it is not titled it has a parenthetical title: (Corpus Vile). Corpus, meaning body, or body of work, a collection of work, in this case Corpus must mean a collection of works, a suite of margins that are themselves a small body of work. There might also be a suggestion of a body. The artwork consists of five pieces, suggesting a head, two arms, and two legs. And then there’s Vile, meaning disgusting, evil, etc. Putting the parenthetical part of the artwork’s title together, we have a disgusting body that hides behind no title. Yet, there is not all that much that is visually disgusting about the piece. This title must serve as an allusion to the disgust we have with the marginal. That which has no primary focus is something to be ignored or reviled. Indeed we dislike those things which are marginal, because we want what is important, what is relevant. Newspapers themselves are now marginal media, and when there is the emphasis on the marginal of the already marginal, surely there is deconstruction at work, waiting to be disclosed and opened up. The marginal is the subject matter, and that which is disgusting is not as acceptable as getting to what’s important—the ads, the stories, and the journalism.

Deconstruction points to the things we will never be fully satisfied with, the marginal, the edges of thought, and the absence of presence. Loebs’s piece does the same. The intellectual activity of doing philosophy is also a question of going beyond the everyday way of thinking about things. Such ways of thinking are often derided as not important. Derrida was all about bringing new questions to bear. What is important? What is not important?—and how these two questions work together (inconclusively and impossibly). Whatever lies outside of a system is informed by what lies inside of a system that excludes it, and so on…

Aurelio Madrid


[1] Heraclitus, “Fragment 83,” Fragments: The Collected Wisdom of Heraclitus, translated by Brooks Haxton (New York, NY: Viking Penguin, 2001), 52.

[2] Simon Morgan Wortham, The Derrida Dictionary, (New York, NY: Continuum Books, 2010) , 1. That Wortham places ‘experience of the impossible’ in singular quotes, it is likely that this is a quote (or paraphrase) from one of Derrida’s seventy+ books, but it is not indicted which one.

[3] By stating that this will be a positive reading means that Loebs’s artwork will be looked at (read) with an understanding that deconstruction is not an outright destructive process, and that the philosophy is better situated and grasped as a positive descriptive engagement, i.e. it is less a question of what the artwork is not, and instead what can be said about the artwork—deconstructively.

[4] The Belgian/American literary critic Paul de Man (1919-1983) is considered to be another leading proponent of deconstruction.

[5] Dermot Moran, “Jacques Derrida: From Phenomenology to Deconstruction,” in Introduction to Phenomenology, (New York, NY: Routledge, 2000), 450.

[6] Wortham, The Derrida Dictionary, 1.

[7] Namely with Plato’s dialogues Meno, Euthyphro, etc.

[8] Jacques Derrida, On the Name (Meridian: Crossing Aesthetics Series), translated by David Wood, John P. Leavey Jr., and Ian McLeod (Stanford, CA: Stanford University Press, 1995), 83.

[9] See Wortham’s entry for “aporia” in The Derrida Dictionary, 14-16.

[10] Moran, “Derrida,” 450.

[11] Moran also names “logocentricism” as another target of Derrida’s deconstruction, but it is bypassed here in the practical interest of brevity.

[12] Christopher Norris, “Deconstruction,” in Routledge Encyclopedia of Philosophy, 835-839.

[13] Moran, “Jacques Derrida,” 450.

[14] Moran, “Derrida,” 451.

[15]Andrew Cutrofello, “Jacques Derrida,” in Routledge Encyclopedia of Philosophy, Brahman to Derrida, Volume 2, edited by Edward Craig, (New York, NY: Routledge, 1998), 896-901.

[16] Andrew Cutrofello, “Jacques Derrida,” Routledge Encyclopedia of Philosophy, 898.

[17] Jacques Derrida, “Implications: Interview with Henri Ronse,” in Positions, translated by Alan Bass. (Chicago, IL: The University of Chicago Press, 1981), 1-14. Note, this book also contains a fascinating interview with Julia Kristeva.

[18] See Wortham’s entry “Edmund Husserl” in The Derrida Dictionary, 73. In 1962 Derrida wrote the introduction to Husserl’s Origin of Geometry (1936?) and he wrote a dissertation on The Problem of Genesis in Husserl’s Philosophy.

[19] Also recall Derrida’s indebtedness to Husserl’s in/famous student Martin Heidegger. Heidegger often spoke of truth as aletheia, a disclosure, etc. Also note: Derrida’s term deconstruction is derived from Heidegger’s destrucktion, which featured in Heidegger’s 1927 lecture course The Basic Problems of Phenomenology. Moran, “Derrida,” Introduction to Phenomenology, 451.

[20] Jacques Derrida, Of Grammatology, translated by Gayyatri Chakravorty Spivak (Baltimore, MD: The Johns Hopkins University Press, 1976), 200.

[21] Jason Loebs, Essex Street, accessed on April 27, 2014, http://www.essexstreet.biz/


Bibliography

Bennington, Geoffrey and Jacques Derrida. Jacques Derrida. Chicago, IL: The Chicago University Press, 1993.

Derrida, Jacques. Of Grammatology. Translated by Gayyatri Chakravorty Spivak. Baltimore, MD: The Johns Hopkins University Press, 1976.

—. On the Name (Meridian: Crossing Aesthetics Series). Translated by David Wood, John P. Leavey Jr., and Ian McLeod. Stanford, CA: Stanford University Press, 1995.

—. Positions. Translated by Alan Bass. Chicago, IL: The University of Chicago Press, 1981.

—. The Truth in Painting. Translated by Geoffrey Bennington and Ian McLeod. Chicago, IL: The University of Chicago Press, 1987.

—. Who’s Afraid of Philosophy? Right to Philosophy 1. Translated by Jan Plug. Stanford, CA: Stanford University Press, 2002.

Heraclitus. “Fragment 83,” Fragments: The Collected Wisdom of Heraclitus. Translated by Brooks Haxton, 83. New York, NY: Viking Penguin, 2001.

Loebs, Jason. Essex Street Gallery, website accessed on April 27, 2014, http://www.essexstreet.biz/

Lupton, Ellen and J. Abbot Miller. “Deconstruction and Graphic Design.” In Design Writing Research: Writing on Graphic Design, edited by Ellen Lupton, 3-23. London, UK: Phaidon Press, 1999

Mikics, David. Who Was Jacques Derrida? An Intellectual Biography. New Haven, CT: Yale University Press, 2009.

Moran, Dermot. “Jacques Derrida: From Phenomenology to Deconstruction.” In Introduction to Phenomenology, 435-474. New York, NY: Routledge, 2000.

Norris, Christopher. “Deconstruction.” In Routledge Encyclopedia of Philosophy, Brahman to Derrida, Volume 2, edited by Edward Craig, 835-839. New York, NY: Routledge, 1998.

Wortham, Simon Morgan. The Derrida Dictionary. New York, NY: Continuum International Publishing Group, 2010.

barthes, foucault & derrida

April 18, 2014 § 2 Comments

object

meret oppenheim / object / 1936

It is with a slight reluctance to declare that philosophical theories, advanced in the name of post-structuralism, postmodernism, deconstruction, etc., are past their prime. However, one will readily admit that philosophy has a perennial applicability, that is, if one follows Louis Althusser’s radical claim that philosophy has no history.[1] In other words, there is always room to explore philosophy outside of an historical paradigm that privileges chronology, e.g. our thinking is not antiquated if we try to negate Plato’s idealism in everyday, contemporary terms. This short post will seek to provide a brief account of how three preeminent post-structuralist thinkers were interested in repositioning, rethinking, and reevaluating: (a) traditional practices of reading a unified work, with Roland Barthes, (b) a single author who frames a discourse, with Michel Foucault, and, (c) language operating within presuppositions of fixed, de/coded meanings, with Jacques Derrida. This account (this post) should give a general direction from where to draw on each philosopher’s pursuits for future dissembling of modernist ideologies of univocity, presence, unification, history, and so on.

All ideas considered, close to the base of Barthes, Foucault, and Derrida’s projects, is a de-centering of a work, author, and meaning—respectively. Barthes, in his essay from the early 1970s, “From Work to Text,” presents a dichotomy between reading what he terms: the work and a Text. Here, a common modernist (and historical) assumption might be to place most, if not all, the importance of meaning on single literary works. His motivation gracefully slides away from the static univocal work, to that of the fluid dynamic multiplicity of a Text. One might ask, what is the difference between a work and a Text? The two terms sound like the same things, i.e. isn’t the ‘text’ something you read in a ‘work’? Barthes lays down a number of ways that the two terms are different. “The difference is this: the work is a fragment of substance, occupying the space of books (in a library for example), the Text is a methodological field.”[2] For Barthes, a work is singular, whereas a Text is plural. If one were to recall the classic Saussurian semiotic division of the sign: signifier represents the word, spoken or otherwise, and the signified represents the concept signaled by the word, Barthes shows that the Text “practices the infinite deferment of the signified”[3] and the work operates more like a traditional sign. This “deferment” implies that any particular work carries with it an inherent instability of meaning. It’s not just that a single word has a hoard of meanings connected to it. It is rather, that each word can’t settle on being isolated within a single reading. Words then, in this sense, open themselves up from a concrete context of a work to a dynamic fluidity of the Text. Barthes associates play with a way to encounter a text, much in the same way a musician or an orchestra would methodically play a piece of music. Works, in Barthes’ context, do not play out like this since they are (due to the enforcements of culture) confined to singular interpretations, as opposed to being open to creative and necessary possibilities. Music and poetry are two excellent examples of how Barthes’ theory is applicable to the field of artistic expression. Poetry, say Japanese haiku, due to its elegant brevity, invites a wide range of playfulness, since the play of a poem happens beyond what is actually said—words allude to meaning, they don’t dictate it.

In a discourse of art history, the concept of the ‘artist genius’ is arduously rehashed in the usual ways art is understood and conceptualized. Studying art parallels the manner in which an author is regarded in a literary discourse. Yes, there’s nothing inherently wrong with this approach, but the mindset of art history’s old-fashioned discourse is not easy to dislodge, given that this was the prevailing discourse for centuries. The paradigm runs like this: if one wants to get to know art better, what can be done is to get to know the life of the artist, look at her other works, and her oeuvre will answer any of our questions as what to make of any singular expression. Her name, if she’s famous enough to be recognized, stands in for her style, her discourse, and so on. Once, for instance, the name Meret Oppenheim is mentioned we get that the discourse is about surrealism, one quickly forgets that her Object (Fur Breakfast / Le Déjeuner en fourrure) was made within a social milieu that then went far beyond her immediate circle and context of surrealist/artist friends, Breton, Picasso, et al. Closer inspection disperses authorship. “The author is the principle of thrift in the proliferation of meaning.” [4] Foucault expressed this sardonic statement in his essay, also from the 1970s, “What is an Author?” His quote is another way of saying that the author (artist) is one small part of the larger discourse. But what is at stake in a discourse when one is deploying Foucault’s strategy? The short answer is that to study the dominant discourse opens up the way meaning is controlled. The manner in which a traditional discourse usually operates isolates, and stifles meaning to only one category, re: that of the singular author. These could be the reasons why Foucault prefers to use the (philosophical and post-structuralist) term: subject, meaning that the author, in Foucault’s context, becomes subject/ed to the forces of power that surround her. The roles are then reversed. The author is fixed in a web of influence and cultural control. Such moves are important, if only to comprehend the interplay of the larger structures that created the artist. One might forget that the artist is just as pliant as the materials with which she works. It is impossible to imagine that Foucault can be summarized in such a short space, but it is easy to posit that an author, the mythic genius, need not be the sole framing device in any discourse, whether it is in the field of art history and beyond.

As for the question of how there can be a transformation of created, negated meaning that is also de/coded within the context of a particular discourse, Derrida’s famous (or infamous, depending on your affiliations) mode of philosophy, aptly named deconstruction, is brought to the fore. Here is yet another example of how a single idea speaks volumes, therefore to give a full explication of the diffusion of his radical project is not within a comprehensible range. Still, one has to start somewhere, and since the topic at hand is aesthetical, there is “Parergon,” a chapter from Derrida’s book The Truth in Painting from the 1980s. In these highly erudite pages both Hegel and Heidegger’s aesthetics are considered and up for inspection. While Heidegger was looking for the origins on a work of art, Hegel presumes that art is a firm and stable category to begin with. Derrida shows that the question of what art is, or what are its origins “assumes that we reach an agreement about what we understand by the word art.”[5] The ways in which one asks a question and the very questions themselves aggressively gesture toward the expectation of the answers. Buried deep within Derrida’s deconstructive methodology is the ghost of his phenomenological past, since the reader is consistently asked to re-inquire Hegel and Heidegger’s presuppositions[6] about works of art. Even within this inquiry one is tempted to think that Derrida is wishing to come to some definitive conclusion, or that this is a kind of critique aimed to get on to a better line of argumentation. These objectives are not his goal. All we need to do is decode the work of art, and then we’ll understand it—is not where he’s going. If common understanding desires a univocity of meaning, Derrida’s deconstruction shows that meaning is only a settlement of naturalized codes of convention, history, discourse, culture, and the like.

With Derrida, post-structuralism and postmodernism take to full stratospheric flight, yet he didn’t work in a vacuum, Barthes’ Text and Foucault’s critical discourse are also factors that make for alternative vectors of open study and inquiry. In Barthes’ theory, where semiotics and structuralism still predominated, the Text becomes a playful anecdote to the stolid work. One reads a Text like a musician plays Bach. Then, with Foucault, there is the overarching power of culture, society, and hegemonies that deployed to inculcate the subject to abidingly operate inside the structures of particular epistemic discourses. Finally, as mentioned, with Derrida, there is a full dispersal and unfolding of meaning, whereby one is left to question the very means by which things are understood, defined and philosophically regarded. Post-structuralism destabilizes structures that we were not even aware of, and the question remains: what can we did to avoid becoming their victims?

Aurelio Madrid


 

Bibliography

Badiou, Alain, “Philosophy as Creative Repetition.” The Symptom, Lacan.com, 1997/2006. Accessed April 14, 2014, http://www.lacan.com/badrepeat.html

Barthes, Roland, “From Work to Text.” In Roland Barthes, Image, Music, Text. Translated by Stephen Heath. New York, NY: Hill and Wang, 1977.

Derrida, Jacques, “Parergon.” In The Truth in Painting. Translated by Geoff Bennington and Ian McLeod, 17-33. Chicago, IL: University of Chicago Press, 1987.

Foucault, Michel, “What is an Author?” In Art in Theory, 1900-200: An Anthology of Changing Ideas, edited by Harrison, Charles and Paul Wood, 949-953. Malden, MA: Blackwell Publishing, 2003.

——, “What is an Author?” In The Foucault Reader, edited by Paul Rabinow, 101-120. New York, NY: Pantheon Books, 1983.

Harrison, Charles and Paul Wood, eds, Art in Theory, 1900-200: An Anthology of Changing Ideas. Malden, MA: Blackwell Publishing, 2003.

Sarup, Madan, An Introductory Guide to Post-Structuralism and Postmodernism. Athens, GA: The University of Georgia Press, 1989.


[1] See Alain Badiou, “Philosophy as Creative Repetition.” The Symptom, Lacan.com, 1997/2006, accessed April 14, 2014, http://www.lacan.com/badrepeat.html

[2] Barthes, “From Work to Text,” Art in Theory, 966.

[3] Barthes, “From Work to Text,” 967.

[4] Foucault, “What is an Author?” Art in Theory, 952.

[5] Derrida, “Parergon,” in The Truth in Painting, 20.

[6] Husserl’s motto “go to the things themselves,” urges us to let go of presuppositions of the so-called ‘natural attitude’ from which to better get into the epoché, re: the phenomenological reduction (an attempt to get to a pure phenomenological description of experience). No, this is not Derrida’s pursuit exactly, but there is a aspect of letting go of presuppositions in order to get at a wider dispersal of meaning.

on plotinus/beauty

March 25, 2014 § Leave a comment

1128

That the ancient 3rd century Neo-platonic philosopher Plotinus should choose to first write about beauty is in itself a beautiful thing.[1] Why couldn’t one falling for a beautiful object, idea, or virtuous living, also be a person who falls in love with wisdom? It is in his introductory treatise, “Beauty” from the Enneads, that Plotinus makes the uncommon (yet entirely relevant) connection between aesthetics and ethics. This affiliation is relevant if we accept that the ethical life or better yet, the virtuous life is one that is beautiful to our universal conceptions of how one aspires to virtue. The spare objectives for this paper will be to first look at Plotinus’s opening sections of his treatise on the beautiful that analyze various qualities concerning a physical conception of beauty, and then continuing through the treatise to examine his way of transitioning from physical matters to an all-important aesthetic of virtue. In closing, a few ideas will be offered by which to contemplate Plotinus’s departure from the material.

Without any unnecessary forgoing, in §§1-3, Plotinus presents us with a few basic notions that have to do with a sensory perception of the beautiful, as visual, auditory, etc. These are immediately sketched in tandem with the idea that a virtuous life is also something of beauty. “Dedicated living, achievement, character, intellectual pursuits” are themselves beautiful (I, 6 [1], 1). But what of these things in relation to one another?—how is the virtuous related to a beautiful object? Firstly, Plotinus has to get us to understand what he means by a beautiful thing, a “bodily form,” this has to be done before one can know how appreciating virtue is aesthetical. A reason why this arrangement is valuable is that one might forget that to consider something beautiful might mean to go beyond the sensual. In our media saturated culture, it’s easy to forget that the beautiful can be something other than (commercialized) sight, scent, sound, touch, or taste. It is just as well that in Plotinus’s time there were those who thought that beautiful things had only to do with symmetry.[2] In our own regard, this simple idea should not be cast off too quickly, since it does stand to reason that a beautiful face is one that is supposedly more symmetrical. Or in another vein, that a handsome building such as Michelangelo’s St Peter’s Basilica in Rome is beautiful due to its symmetry. Certainly too, a butterfly’s wings are beautiful in their symmetry. It’s easy to see why the ancient thinkers would have thought of beautiful things as possessing symmetry, yet it becomes clear for Plotinus that this is not the only trademark of beauty. Held within this notion, that beauty is tied to things that are symmetrical, is also the idea that these things must be composites—that they be made up of parts. To be sure, of the examples mentioned, these things are composite, a butterfly has a body in the middle of two wings, and St. Peter’s Basilica has a central dome flanked by two smaller domes on either side, and so on. Can one not find beauty in a non-composite thing? “But is not gold beautiful? And a single star by night?” (I, 6 [1], 1). In agreement with Plotinus, it will be said that gold’s power is beautiful all by its self, and that it doesn’t always need any of the aforesaid symmetry for us to cherish it all the same.

Along with these issues, there is another more pressing question. Since Plotinus privileges the virtuous with his consideration of the beautiful, this begs the question as to whether or not the soul’s ways can be said to be symmetrical. How can one suggest that, for example, an altruistic deed is symmetrical? There is much talk these days about living a ‘balanced’ life, implying a kind of symmetry brought about by weighing the good with the bad, or a life where good healthy living is made to be balanced with what?—equal measures of a bad, unhealthy life? It must be better said that such a life of ‘balance’ is instead, one made of careful moderation, temperance, and kindness, all attributes of virtue, but not a life measured into symmetrical components whereby the good is balanced with the bad, into neat, even proportions to be measured. “What yardstick could preside over the balancing of the The Soul’s potencies and purposes?” (I, 6 [1], 1).

Already, one gets the feel for what Plotinus wishes for his readers to see, issues of beauty are tough to define as is the very pursuit of a good life. One thing is already clear: symmetry doesn’t necessarily define the beautiful. But the beautiful in bodily forms has to be more than that, and it doesn’t just mean that bodily forms (physical objects) aspire to the virtuous either. For a physical object to be beautiful as with an artistic expression, it has to be “in accord with Idea” (I, 6 [1], 2). In §3 Plotinus writes on the way an object’s beauty relies on the Idea and the intelligible. This is given the metaphor of fire, whereby fire’s beauty inhabits physical matter much as an Idea inhabits a physical, created form. “Always struggling aloft, this subtlest of elements is at the last limits of the bodily” (I, 6 [1], 3). Fire is destructive as much as it is life supporting, and just as well, our ideas and concepts of things can destroy or create the man-made objects of this world. Plotinus cherishes this kind of connection from the mystical to the physical. The things of the physical realm, when touched by the hand of an artist whose soul is in alignment with the intelligible realm, partake in the discernible, laudable, and beautiful qualities of the Idea. A beautiful house is not only beautiful in its aesthetic composure, it is beautiful in the way that it is engineered to be a comfortable home that has ease of movement, organization, and is structurally sound.

And another profound thought is brought about in §4, here one finds out that if we are to recognize beauty, we must be able to find it as an aspect of our own soul. “Seeing of this sort is done only with the eye of the soul” (I, 6 [1], 4). How can one judge the character of others without already having a sense of what it means to have an upright character as a potential in ourselves? It’s easy to misunderstand honest virtue when we have fallen in with the depravity of the body’s lusts. This idea smoothly transitions into §5 where one can foster the beautiful from inside, providing oneself with such qualities as “largeness of spirit, goodness of life, chasteness… [etc.]” (I, 6 [1], 5). But when the soul is sullied, it likes to wallow it its decrepitude. That paradoxical human trait the French call nostalgie de la boue (nostalgia for the mud) is not far from this downgrading of man’s soul described by Plotinus. How often does one hear of the variegated humiliations of desire, or the voluntary servitudes of the flesh, in which a man is willing to subject himself to when he is overly enamored with the body’s filiations? In spite of these hungers, what this suggests is the idea that the soul is already pure, and that when it wishes to taste earthly filth, it can still purify itself beyond that, “the soul is ugly when it is not purely itself” (I, 6 [1], 5). The beauty of gold now serves to metaphorically symbolize the purity that a soul can become when un-pure dirt is filtered from it, and then washed away.

Too close of an easy concession with the body draws the pure soul downward. To ascend up toward the beautiful the soul has to succumb to certain rejections of the bodily, e.g. “what is magnanimity except scorn of earthly things?” (I, 6 [1], 6). For Plotinus, the Good is beautiful as much as the “intellective” is beautiful. This has to mean that intelligence and the learned are forms of beauty, thus speaking mystically: The Soul is made beautiful in congruence with The Intelligence. By extension, a person’s soul is made beautiful in correspondence with the intelligible—with what is typically called wisdom.

For Plotinus, the beautiful souls have been “stripped of the muddy vesture with which they were clothed in their descent” (I, 6 [1], 7). Once man’s soiled habits have been cast off, he can again seek to become unified with the Good. His seeking for the Good will not be easy, since the comforts of the degraded body drag him away from it all the time. It is at this point, in §7, where one is not completely sure if the bodily has anything worthwhile to offer the soul, other than as mere vehicle. One is also led to wonder if rejecting the material world will be as beautiful as we are led to believe. Still, the beauty of an ascetic life is one where our goals are grand while our body is kept humble. The virtuous is kept alive in this direction upward. There is something to learn. The body is limited. To aim upward to the virtuous, what must be done? “We must close our eyes and invoke a new manner of seeing…” (I, 6 [1], 8).

Plotinus is good to remind his readers again that if they wish to be beautiful “by the virtue of men for their goodness” they will have to look inside themselves (I, 6 [1], 9). To become virtuous, one will have to look inside and work the soul as one who would sculpt fine marble. This kind of work is spiritual work, making the soul pure, emulating pure action, becoming a better person, and delimiting the pangs of the corporeal. To repeat, one cannot do any of this until we come to a closer comprehension of our own role, our own problems, and our particular shortcomings. When these virtuous thoughts are put into action, perhaps there will be time to take notice of Plotinus’s hierarchy, where Beauty resides with the Intellect, but does not completely reach the heights of the One, which is in closer proximity to the Good (from where Beauty originates).

But is beauty really as internal, rather than external as Plotinus suggests? It is clear that in our day-and-age, physical beauty is a quality that is highly valued. And it is also clear that being virtuous is highly valued. Of course, whether one takes the moral-high-ground, physical beauty will have to be subordinate. Who would voluntarily claim that physical beauty is better than virtuous action? Not many would say it with words outright. However, it can be observed that such dichotomies are not so obviously binary, and again how can such things be measured? Philosophically speaking, these sharp divisions between the body and spirit, matter and idea, figure prominently in a philosophic discourse beginning with Plato and beyond. It is because of this problem, between the mind and body, where one looks for the places where the two are reconciled, say with Phenomenology or other such ideas. With this said, one mustn’t become too cynical to discard Plotinus for his priorities, his hierarchies, and his divisions. Even though the world around us might privilege the beautiful face over the beautiful action, it continues to make sense that vain thinking is shallow. Plotinus’s way of placing the physical below the spiritual is idealistic without a doubt. This is problematic if one is to assume that such idealism is flawed, such cynicism prevails only if we repeatedly propagate it ourselves. Plotinus’s teachings are beautiful when one is ready to hear them. This is an idealistic effort, but a key factor will be what happens once the virtuous is put into action in the day-to-day of our lives. Only then will our idealism be actualized. Being good does not happen in a vacuum, it has to be meted out dynamically. The beauty of the good life is made possible by action. Plotinus was not only contemplative, he was wise and intelligible. If he had never put into words his beautiful thoughts, philosophy would be less pure, less wise.

Aurelio Madrid

1127


Bibliography

Inge, Wiliiam Ralph. The Philosophy of Plotinus: The Gifford Lectures at St. Andrews, 1917-1918, Vol. II. New York, New York: Greenwood Press Publishers, 1968.

Pistorius, Philippus Villiers. Plotinus and Neo-Platonism: An Introductory Study. Cambridge: Bowes and Bowes Publishers Limited, 1952.

Plotinus, The Enneads. Translated by Stephen MacKenna. New York, New York: Faber and Faber, 1969.

—. The Essential Plotinus. Translated by Elmer O’Brien. Indianapolis, Indiana: Hackett Publishing, 1964.


[1] Elmer O’Brien mentions that “Beauty” is “the earlier of the treatises” and that “for centuries Beauty was the sole treatise by which Plotinus was known.” Plotinus, “Beauty,” in The Essential Plotinus, translated by Elmer O’Brien. (Indianapolis, Indiana: Hackett Publishing, 1964, 33.

[2] O’Brien attributes this idea, where the beautiful was mostly about the symmetrical, to the Stoics.

lyotard, baudrillard, & althusser

March 6, 2014 § 2 Comments

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Lyotard, Baudrillard, and Althusser

Of the three philosophers selected for this post, only one, Jean-François Lyotard writes specifically about art. Whereas the other two, Jean Baudrillard and Louis Althusser deal with complimentary issues that easily segue into aesthetics. With the question of how these French 20th century philosopher’s concepts relate to aesthetic issues, it will be worthwhile to briefly outline what each philosopher theorized, then in turn, how these ideas are relatable to aesthetics. Also, as much as their ideas can be put into an aesthetic context, each of these three thinker’s wide reaching ideas adapt to the political, the social, and the economic situation/s of our contemporary (post-modern) world without distortion.

Not only do all three philosophers share the same language and nationality, they also share in the legacy of Marxist thought. The most stridently Marxist was Althusser. One might be inclined to dub him a Marxist apologist. Because Althusser was so entrenched in Marxist doctrine, he arduously refined and reexamined how Marx was read. There is not just one way to read Marx, and Althusser had to find ways to read him that countered the political trends of Stalin’s Soviet Union. Althusser broke new ground in his description and theorizing concerning the inner workings of ideology, which Marx also identified as a problem, just not in the same degree that Althusser did. Ideology couldn’t be discarded, yet for Althusser, theory would take center stage. It was within theory that Althusser identified his concept of hailing. Hailing basically encapsulates interpellation. “All ideology hails or interpellates concrete individuals as concrete subjects.”[1]

In the most general sense, interpellation means that all (yes all) ideology actively assumes everyone should take part in its ideological prescriptions. For capitalism this means that everyone is interpellated at the workplace: ‘there is no I in team.’ For society this means that everyone is interpellated in the public sphere: ‘shake hands with people you meet.’ For economics this means that everyone is interpellated in an economic sphere: ‘save your money for retirement.’ It all makes ‘common sense’ and none of these slogans are typically regarded of as ideological, since ideology works best when it doesn’t identify itself as such.[2]

But what about art?—how does art interpellate the audience? A viewer mistakenly presupposes that everyone knows the ‘rules’ of the game, if such rules can be said to be real to begin with. Such presupposed rules could be an ideal that all art must somehow be beautiful, or that art must incessantly aspire to beauty. This simultaneously suggests that art cannot be ugly and that if art looks unappealing (to us) in some way, we judge to be wrong. Interpellation easily works both ways, art presents ideological subjects, as with social realism (Stalin adores the rosy cheeked proletariat). And as noted, an audience can bring its ideology to the act of viewing art, ‘my child can do that’ is code for: I cannot see the value in this painting, beyond the efforts of a child, because my narrow idealism demands nothing less than the allure of old-fashioned academicism.

Lyotard presents another way that Marxist theory affected philosophy and the arts, albeit his Marxist influence is much less militant than Althusser’s. Probably one of the first to put postmodernism into name, Lyotard wrote convincingly of a new kind of relativism, a.k.a. the metanarrative. “Simplifying to the extreme, I define postmodern as incredulity toward metanarratives.”[3] This meant that the so-called ‘grand narratives’ of the past were no longer the only narratives that mattered, or that they were no longer the ones that carried the utmost power. These metanarratives are seen as stemming mostly from the rationalist ideals of the Enlightenment, such as: the authority of science, the dominance of Christian doctrine, and of course, the supremacy of rationalism itself. This idea has multiple readings, and most of it has a thin (and strong) Marxist thread throughout, that obviously seeks to delimit the powers that be. Decentralizing power means that a special kind of relativist paradigm must prevail, and this is a problem with Lyotard’s death of the metanarrative that cannot be addressed here, yet relativism should be recognized as a dominate symptom of postmodernity.

For society at large, Lyotard critiques, and calls into question, the ascendance of scientific supremacy. With his ideas, one is better equipped to seriously question if science does indeed have all the answers, and, if the scientific pursuit of getting to know the secrets of the universe is really all that helpful for mankind. Rationality too thinks it has all the answers, but it easily forgets the value of intuition, randomness and the uncompleted. Amidst these things, (postmodern) art has special place, since it tries to represent the unrepresentable, at least in Lyotard’s brilliant way of refining Kant’s aesthetic notion of the sublime. To represent the unrepresentable sounds like nonsense if one is only interpreting the idea with a rational lens. That which cannot be named, must be that which is mysterious and enigmatic. Paradoxically, if art chooses to negate the unrepresentable, it would look something like advertising, we’d all ‘get it’ and its value would fade, duly its essential and sublime mystery would be automatically lost.[4]

Of the three theorists, Baudrillard stands as the most identifiable to a general audience, due to his (dubious and loose) connection to The Matrix. One easily forgets that Baudrillard wrote compelling philosophy, if the polished cinematic science-fiction—that’s supposed to emulate his ideas—doesn’t take half as much time to read as one of his finely crafted, labyrinthine essays. His idea of simulacrum replaces the real not by mere imitation, but by nothing at all. The simulacra are mostly the empty signs of capitalist excess and power relations. The referent is empty. Hyperreality defines this familiar pseudo-reality because we can no longer tell the difference between the real and the simulacra. “By crossing into a space whose curvature is no longer that of the real, nor that of truth, the era of simulation is inaugurated by a liquidation of all referentials…”[5] Political scandal epitomizes what Baudrillard describes because we are simply unable to detect what real political power actually is, amidst the intrigue, gossip and scandal of Washington insiders. We are led to believe that politics has more to do with what makes the news, rather than the ‘boring’ work of actually getting things done on a daily basis. For the art world, Baudrillard’s concepts hit with surprising force during a time in the 80s and 90s when questions of the copy, appropriation, sampling, authenticity, etc., were becoming critical aspects of a postmodern reevaluation of the puritanical dogma/s of modernism. Baudrillard’s concept of the simulacra is necessarily empty, and not a mere copy of reality, still, his foreboding pessimism glares with cynicism, since he exposes where we as a society are lacking. He presented a dystopian vision, yet the provocation haunts us all the same.

Where would we be if we were not critical of the transparent powers that impregnate authority? Marxism seems to have failed in the political arena, however, it continues to demonstrate its capacity to undermine established ways of thinking. Its power is dialectical. It moves critical thinking ahead by the strife of intellectual exposure and disclosure. It’s easy to be smug and narrow. These things don’t require alternative modes of analysis. All three of the philosophers presented here have demonstrated alternate routes from the mainstream. But, when will we listen?

aurelio madrid


Bibliography

Althusser, Louis. “Ideology and Ideological State Apparatuses: Notes Towards an Investigation.” In On Ideology, Translated by Ben Brewster, 1-60. New York: Verso, 2008.

Baudrillard, Jean. “The Precession of Simulacra.” In Simulacra and Simulation. Translated by Sheila Faria Glaser, 1-42. Ann Arbor, Michigan: The University of Michigan Press, 1994.

Harrison, Charles and Paul Wood, eds. Art in Theory: 1900-2000, An Anthology of Changing Ideas. Malden, Massachusetts: Blackwell Publishing, 2003.

Lyotard, Jean-François. “The Postmodern Condition: A Report on Knowledge” and “What is Postmodernism?” in The Postmodern Condition: A Report on Knowledge. Translated by Geoff Bennington and Brian Massumi, 1-82. Minneapolis, Minnesota: The University of Minnesota Press, 1984.


[1] Althusser, Louis, “Ideology and State Apparatuses,” 47.

[2] Althusser names this phenomena: denegation.

[3] Jean-François Lyotard, intro to “The Postmodern Condition,” xxiv.

[4] …never-mind what this means for an interpretation of Pop Art or Warhol’s claim that there’s ‘nothing behind it.’

[5] Jean Baudrillard, “The Precession of Simulacra,” 2.

frede’s stoicism

February 14, 2014 § Leave a comment

Poikile

Reconstruction of the Stoa Poikile by Kronoskaf

Frede on the Development of Free Will for the Stoics

Michael Frede’s posthumously published A Free Will: Origins of the Notion of Ancient Thought [1] features two chapters of particular interest concerning the development of the notion of will and of free will according to the ancient Stoics: chapter three, “The Emergence of a Notion of Will in Stoicism” and chapter five, “The Emergence of a Notion of Free Will in Stoicism.” Stoicism got its roots in Greece and followed, roughly 400+ years of popularity. From the Greeks on to the Romans, Stoicism endured for such a long time because it is a practical way of living one’s life. The philosophy of Stoicism offers to help people lead a better life through wisdom, instead of getting swept up in the contingencies of life, and henceforth becoming foolish.

This book was put together by A.A. Long after Frede’s tragic death in 2007. It is based on a series of lectures Frede delivered during the 1997-98 fall semester, as the Sather Professor of Classical Literature at the University of California, Berkeley. It reads like a lecture and less like an academic document, meaning that, Frede didn’t include copious notes and textual analysis. Instead, the ideas are offered from a knowledgeable professor to his students. It is obvious from the reading that Frede has an extensive working knowledge of Stoicism, enough to convey it is this matter of fact way. Frede put down a clear rendering of how the Stoics, not only identified the notion of will in the actions and thoughts of man, but also, how the Stoics identified and developed the will into a nuanced conception of free will. The goal of this post will be to identify a few of the major steps this Stoic development had to take to become one of the first conceptions of free will in the ancient world, starting with the will and carrying that conception to a notion of free will.

I. Will

The first thing to do is look at the development of will in Stoicism. Believe it or not, Aristotle and Plato did not have a complete notion of free will. As Frede says, Plato and Aristotle thought of the soul as bi or tripartite, this view was rejected by the Stoics (32). Socrates was the role-model for the Stoics, at least how Socrates is depicted in the early dialogues of Plato—namely Plato’s Protagoras and The Pheado (32). Socrates placed a premium on reason, and so did the Stoics. For the Stoics, reason was their guide. Aristotle had the idea that there were irrational parts of man’s soul that impel people to act. The irrational part of man’s soul can develop into a rational way of knowing the world. The irrational part of the soul doesn’t leave. The Stoics had a slightly different take on this, because they believed that partitioning off of the soul had undesirable consequences. If the soul is divided, one might come to think that the irrational parts of the soul are alright, and that if we just enhance these irrational drives, we might get what we want, enough to become fooled into thinking that these irrational things are good and better than the rational.

The Stoics, according to Frede, argued that such things as anger and fear are not necessarily natural. Anger and fear do not help us with attaining genuine good and evil outright. The only good someone attains should be aimed at wisdom, and evil is a result of foolishness. Anger and fear are not irrational—they are products of bad reasoning. There are things to reject, for instance, anger which is bad, and there are good things to accept like temperance, which we can aspire to. It is not the soul that creates the assumed irrational part of us. The person who accepts this is prone to mistakes. Our goals are mistaken if we are not guided by wisdom. Wisdom itself will be looked at more in depth later. Although the Stoics rejected Plato and Aristotle’s ‘bi or tripartite’ divisions of the soul, according to Frede, their idea has more to do with a growth of the person’s reason out of the irrational. When we were born, we were more plantlike (for the Stoics) and our growth was governed by nature (by physis / φύσις), from here we grow and develop out of this plantlike state into a rational being, thus leaving the irrational behind (35). Anything like a rational desire for anger should be supplanted by the rational, and wise, desire to move away from anger. The irrational is then left behind for the rational.

On a fundamental level, the Stoics believed that cognitive perception involves incoming “impressions” from the outside world. Some impressions entice us and other things repel us. This, in turn, causes an initial impulse to either act on the impulse toward the impression, to grab it, to throw it down or to talk about it, etc. The impressions are thought to contain propositional content, either they are considered to be true or false (37). What this means is that the veracity or falsity of the multitude of impressions requires one to place concepts to the particular way the impressions come and go—i.e. we learn by experience how to deal with things on this fundamentally practical level. How one deals with these things is basically conceived of as thought itself. The main question has to do with what to do with the impressions. The active way in which we deal with the impressions is: assent (37). The way in which with give assent to any number of given impressions forms our beliefs and attitudes about the world. In other words, when we have an impression, we choose to give assent to the impression. The ways in which we do this form a basis for the particularity in the ways we each do things as individuals, rationally.

Appetites and passions are not to be confused with beliefs. And emotions for the Stoics are simply misguided beliefs. To draw this out a little more, Frede gives an example of what we do when we cut our hand with a knife. In this case, we have two possibilities. One is to become paranoid. Leading us into thinking and believing that the knife cut will get infected, and from the infection you’ll die. The base problem with this belief is the fear of death. The Stoics thought that death is inevitable, and therefore death should not be feared. This doesn’t mean that Stoic entices or hastens death, rather he’ll be, because he is careful, alerted by the cut to care for it so as to maintain the life he has, in order to continue fulfill the good. If he is wise, and not foolish he’ll take care of himself without panicking. So, this means that the second possibility is to not get all emotional over the knife cut with a misguided belief that death is evil, and therefore to be avoided at all cost. It is foolish to think that one will not be rational and tenacious in the face of adversity. As a Stoic, you will, and can do something about the knife cut, and the best thing is to not get too worked up over it. To be a Stoic is to be unmoved by the passions, it is this quality that defines what it means to be a Stoic today. The rational side of emotions is to be enhanced and cultivated. To be sure, they were not trying to do away with emotions. They wanted to exert control over them. Life would be better led without an overflow of misguided beliefs, emotive and passionate solutions to cloud your view. The Stoics certainly didn’t want to become pathological in the way one deals with the problems that are inevitable to living. Everyday problems are a given, it is how problems are dealt with that determines the wisdom of any given situation. Stoical wisdom will be looked at in part II of this paper.

For the Stoics, all desires are rational, which means that they are products of reason. Probably the plainest way to put it would be to say that desire is the assent to an impulsive impression. To assent to a given desirable impression is to give in to the impression (good or bad), and this is governed by our reason. One has the ability to see that the choice a person makes determines the outcomes. Reason provides the guide by which to direct the impulse in the right direction. Beginning to emerge, for the first time in history, is a conception of the will as it was realized in Stoic philosophy. This doesn’t mean that the Stoics ‘invented’ the will, rather, they identified a conceptualization of it for the first time. The will is conceived of in relation to the ways by which one gives assent to impressions. An act of will presupposes a reasonable assent to any given impression (42). The will is clearly what drives our actions. Yet, there are more distinctions to be made from this simple assertion. One important point is to show that the Stoics, were not just rolling with any kind of will. After all, there can be unreasonable acts of willing that are seen as unwise (foolish) as much as there can be reasonable acts of willing that are thought of as wise. The will puts things into action with wisdom or with folly, but both manifestations consist of willing something, and the Stoics were not advocating acting foolishly. Their conception of the will is set up as a means to promote prudentially wise actions. One decides to act in a certain way to an impression, the rational way we do this is a matter of choice—it is up to us how to assent with the day-to-day impressions. The way we do this is a matter of our own choosing. It is a matter of will.

The Stoics believed that focusing on the inner life of man, and how man maximizes his ability to implement wisdom in any particular situation was the way to be wise in the world. A Stoic life is stable and temperate against the changing winds of fate. Frede names the Greek slave philosopher Epictetus as the first to identify the notion of free-will, which is closely identified with the idea of choice or in Greek prohairesis (προαίρεσις) (44). By use of this word, Epictetus was influenced by Aristotle, who also made good use of the term prohairesis, it is translated as: choice and/or will (but for Aristotle it meant choice). But it might be better thought of as a ‘higher order’ choice and will, whereby it means to choose in a certain way, specifically, how to assent to impulsive impressions. Basically, it is up to us how we’ll react to a given impression. It is up to us how we act in the world, but this doesn’t mean everything will go our way. It is also up to us to decide how to manage ourselves. A Stoic, like Epictetus, is not swayed by emotion or passion, but it is still his rational choice to be swayed for better or for worse. So, for example, when he chooses to cross the street, he wills to cross the street, but this does not mean that just because he willed it, that it’ll happen. No choice is entirely up to us. Frede tells us that Epictetus didn’t favor assent as much as the other Stoics did. It is not clear if this affects Frede’s points on the conception of will for the Stoics on the whole. But, one thing is clear, how we specifically choose to give in or assent to impressions is a matter of prohairesis, primarily if we are choosing in such a way so as to indicate that we were in no way coerced, manipulated or something of the sort.

The will can, nevertheless, be made to be good or bad according to the kinds of choices we make. One still might find such a thing as a non-impulsive impression. This means that when a person believes something will happen, say an inclement weather event, he does not have to will to believe it, in order to give assent to it. The assent one gives, generally speaking, has to be directed to an impression, that enables an impulse, and this leads to an active volition (48). There is an explicitly active component to willing for the Stoics when someone chooses to give assent to an impulse. With the Stoics, Frede shows that they were the able to establish this conception of the will as an ability of the man to implement reason to make careful choices and decisions in his life—to lead the life of a Stoic.

II. Free Will

In order to help people with the wisdom of making the right choices, the Stoics also warn that man’s beliefs can be corrupted, and that his choices, if ill-chosen, are foolish. The Stoics, in this sense, wanted to shake us out of our day to day complacency (66). A Stoical way of stating this would be this: a wise man is free whereas the foolish man is a slave. But what does this really mean? Frede writes that for the Stoic Chrysippus, freedom meant that a person acts on his own, according to one’s own account, and he is able to act with discretion (66-67). The fool thinks that a lot of things are good and bad without much wise reflection, and it is for this reason that the fool becomes dominated by misguided impressions of what is good, and likewise, what is bad.

In order to expand on this conception, that a foolish man is dominated by his bad and unwise choices, the Stoics expanded the notion of what it meant to be forced or compelled or made to do something. This means that freedom had to account for the idea that one does something on one’s own accord, and is not coerced into doing so. A foolish man is usually able to choose otherwise, as much as a wise man is able to choose (with apt forbearance).

Interestingly, this discussion of freedom, (as it relates to free will) for the Stoics, has to include God, or better said a Demiurge, (δημιουργός), a divine craftsman. If people are acting within the world that God created, then they are acting according to the order of things. When they act-out in spite of God’s order, they are acting foolishly. This means that, if they are foolish, they are thoroughly enslaved. The world contains valuable and preferential things like health, well being, etc. that can be preferred over the less desirable things like illness, suffering etc. But, because these are preferred things, doesn’t make them good things, in and of themselves. For the Stoics, health is a preferred thing, and to tend to one’s state of health is good because it contributes to the way things are set out to be, in the way God intended it, as he created it. The way that one deals with things makes them good or bad. The Stoic notion of the rational is teleological, meaning that the rational is ultimately geared and oriented toward the good. When we are acting in a good way, we are acting rationally. Aside from the Stoics, this idea has its problems, but the problems will have to stay put, since we do not have the time to challenge the good of rationality, i.e. the questionable thesis that rationally always good, is just too big to tackle here.

The Demiurge, (a.k.a. God) created man as a self-sustaining creature, similar to the animals, Frede tells us that animals act on impressions in much the same way we do, yet with one critical difference: we, as humans, recognize what we need to do to maintain ourselves. People have a choice, and their natural ability to choose comes from their rational means of understanding. In short, God created man with the innate capacity to reason. It is because of this rationality that we as humans have an understanding of the good, and what it means to do good things. We are able to do these things according to how God created us, and most importantly, we can do these things of our own accord. Man is also able to recognize, for the Stoics, that he (man) contributes to the order of God’s creation. Freedom in this sense, means that man is capable of doing what needs to be done, and it is guided by understanding and rational ability. We give form to this world according to the good God has made us capable for. The Stoics believed in a kind of freedom that enabled man to act on what needs to be done toward the good. This is done on man’s own accord, instead of being forced to do it by an outside force, including the force of God’s will. Man’s free will is not controlled by God, it is controlled by man. Man by nature is made for the good in the Stoical sense of the word. As was indicated earlier, man is born irrational, and he develops into a fully rational being. This emphasizes the notion that man is created by God to become a reasonable free agent with an ability to make up his mind in the day to day situations life presents one with—without an irrational component and coercion.

The Stoics thought that all man’s beliefs, desires and ways of thinking, comprise of a cohesive whole, i.e. a single system. Yet, if misguided attachments are allowed in, one has relinquished freedom. Any false beliefs and foolish ways corrupt the whole, they serve to not only undermine freedom itself, but also the integrity of all that is good in a person. This, of course implies a striving for the purity of the freedom we create for ourselves. Stoicism is very strict. One false belief undercuts all true beliefs. Inappropriate attachments signify that the will is not absolutely free.

How are will and freedom brought together in Frede’s account of Stoicism? Frede writes that Epictetus wanted people to focus all their efforts on refining the will (76). Man’s integrity depends on the unbending goodness of his will. Not only should the will be good, but it should also be in accordance with nature. Basically God has given you a will, yet it is up to you to decide for yourself what you’ll do with it. In a Stoical universe, God doesn’t force one to make the right choices. In the same sense, one is still subject, and can fall prey, and become enslaved by their compulsive passions and appetites. The idea that we have the ability to do otherwise, one way or another, has everything to do with free will. Still, the wise man is really the only one who is said to be free, and is therefore, not enslaved like the foolish man who succumbs to the whimsy of his emotions and appetites. The wise man is free, where the fool is enslaved. Sometimes the foolish man will do things that are good for the wrong reasons, showing that even with his rational will he is able to freely choose foolishly or wisely. The foolish man harms himself, but not God. God purposely left it up to man to decide what to do with his life. In the same sense, the wise man’s compliance toward the good is not within God’s power to change or affect either. The wise man willfully makes better choices, where the fool willfully doesn’t (79).

The wisdom a man possesses enables him to aim for the good in accordance with God’s plan. The wise man acts in accordance with the good because it is in his nature to do so, God created him that way. As mentioned before, the Stoics believed that God created man with a capacity to be rational, and God geared man’s rationality toward the good, and to do good deeds. It is the voluntary imperative of the wise man to propel the good things into action. Frede tells us that free actions, for the Stoics, are motivated by an attachment we have for the good (79). We wish to maintain the good because we are able to recognize that this is the order of things, that is, if we are Stoical. Our actions must be appropriate to the good. Frede doesn’t clarify precisely what the good actually is, one will openly assume that it is essentially rational, meaning that the good thing to do is the rational thing to do.

Someone has the ability to give assent to an impression that he sees will bring about good—this constitutes his freedom. Yet, along with this, one might think that this predisposition determines the way a wise man will act all the time. For the Stoics, this is not the case, since one can still choose to do otherwise. One is free to be the fool. Then there’s the issue of being forced to do something against one’s will, this is the case where foolishness dominates a person’s decisions to otherwise. The fool is not free to when he is subject to his insatiable appetites. In this case, it is not made evident by Frede why the foolish man cannot reform his ways and why he has to always succumb to his passions. It should be that he can choose to negate his passions as much as the wise man is able to. With practice one can reform. This is not always the case, but it happens often enough to make a case for it, in contrast to the view that a fool is doomed or fated to be foolish. Similarly the wise man is not dominated by the good, in such a way so as to imagine that good forces him to act in certain ways. The wise man can also become a fool. Frede describes the Stoic’s notion that an un-wise man is forced by his unruly impressions, whereas the wise man’s assent is brought about by measured knowledge and his wise understanding, only if he is willing to do so.

Because the wise man can act within the scope of rationality, doesn’t mean that he’s forced to do so against his will. He is free because he is equipped with the appropriate understanding and insight, enough to make the right choices up and against the possibility of doing otherwise in any given circumstance. For these reasons he is free—he has free will. In a Stoical conception of the world, God set up a situation whereby man, throughout the stages of his development, acquires the ability and capacity for wisdom to make the right decisions. Man goes wrong when he has false impressions, misguided beliefs and when he gives improper, foolish assent to an impression.

III. Conclusions

We give credit to the Stoics for recognizing and identifying a notion of free will. This is a free will because one is not forced into making decisions and choices contrary to one’s own volitions. There are slight problems with this picture, since we can’t always have a precise idea what is actually good, or what constitutes a good actions. One can always be fooled into thinking that a particular action is a wise action when it is not wise. For instance, when we set out to help someone whom we might think is in need of our help, and who, with our help is actually hindered from helping himself. We don’t always know the wise choice, no matter how much reasoning we surround it with. One doesn’t always make the right choices. Still, to a certain degree, it is cynical to believe that we cannot make the right choices.

From Aristotle and Plato’s ‘bi or tripartite’ conception of the soul which included the irrational, the Stoics refined this conception of the soul. The soul for the Stoics, leaves the irrational behind to make room for the rational. The impressions, re: the sensual input, are important for the Stoics because they were the raw material from which a person had the opportunity to act rationally. From these impressions we learn, by experience, how to deal with things on a fundamentally practical level. The way a person gives assent to impressions is rational, it is propositional. There is a right way and a wrong way to deal with things for the Stoics. The trick is to not get carried away, or to get distracted with misguided beliefs, emotions, and over-passionate solutions. This means that desires are rational in a Stoical way of thinking. Desires are products of reason because of they manner in which we give assent to the impulse of any given impressions. This is propositional. In Frede’s analysis, the first known development, or better said, conception of the will, is from the Stoics. One is given a choice with how to contend with the impulses one has from impressions. But, this is not just any choice, it is a prohairesis, a higher order will. This kind of will is only free if it is not coerced, or manipulated into action by another person, force, etc.

A wise man is free, and a foolish man is enslaved. The fool reacts to his impressions without adequate attention to the rationality of his actions. Although the fool might act rationally, his actions are not geared toward the good—his rationales are foolish. The fool, in a way, is the best example of free will. Because it is fool who shows by his actions that he is free. This means that a Stoical conception of freedom has to account for the idea that one does something of one’s own accord, and hence, is not coerced into doing so. The fool doesn’t (necessarily) need to be coerced into acting like a fool. He freely chooses to do so by his own free will. For the Stoics, God made us fully capable of reason. We are free to do with this what we will. Only when the will is directed with wisdom, i.e. rationally, are people acting in such a way so as to be in accordance with God’s plan, God’s telos (τέλος). Again, God created man with the innate capacity for reason, and still, one does things of one’s own accord. Because God does not intervene, humans are free from divine intervention and will. Man is capable of understanding what the good is, enough to know that he can rationally aspire to. A wise man is free and a foolish man is enslaved.

The Stoics had the idea that there are basic truths by with to live by, as indicated above, living a rational life, propelling your action toward the good, and recognizing that God’s plan is good enough to follow. The point being that, yes, there are general truths, and no set rules, but we as humans are able to get along creatively and ingeniously to progress with living a life in confidence with our ability to do these things. All is not hopeless.

aurelio madrid


[1] Michael Frede, A Free Will: Origins of the Notion in Ancient Thought, ed A.A. Long (Berkeley: University of California Press).

the thing in itself

January 19, 2014 § 1 Comment

thethinginitselfsphere

 

“Tecum habita, et noris quam sit tibi curta supellex.”—Persius[1]

“Since metaphysics of late

without heirs to her fathers was gathered,

Here at the auctioneer’s

‘things-in-themselves’ will be sold. —“Xenions” of Schiller and Goethe[2]


In the late eighteenth[3] century the German Philosopher Immanuel Kant published his Critique of Pure Reason. Today, in the 21st century, the world of philosophy continues to grapple with the many issues the book raised. One particular issue has to do with the way objects are understood, or not understood, with particular reference to the thing in itself. Kant famously claimed that one can only know the appearance of things, and that the things in themselves cannot be known apart from the thing’s appearance. Kant’s systematic magnum opus Critique of Pure Reason exemplifies his brand of enlightened transcendental idealism. A thing, an object, is cognized as appearance, while the thing in itself (of that object) remains inaccessible to human understanding and experience. This is often referred to as one of Kant’s dualisms. A thing’s appearance, with the thing in itself hanging out there, was unacceptable to Kant’s successors, a.k.a. the German Idealists, Johann Gottlieb Fichte, Friedrich Schelling, and Georg Wilhelm Friedrich Hegel, et al.[4] All three philosophers were highly critical of Kant’s thing in itself, of the three, Hegel stands out as the formidable critic (and fan)[5] of whom will be focus in this analysis, since his absolute idealism sought to resolve Kant’s phenomena and noumenon problem. The appearance of things is named by Kant as “phenomena,” and the thing in itself is known as the “noumenon.” One can, more or less equate appearance to phenomena, and noumenon to the thing in itself. For Hegel, Kant’s thing in it self is a contradiction that simply resolves itself in our consciousness of it. In Hegel’s circumstances it, the thing in itself, just does not stay within the Kantian limitation of it. This paper will attempt to examine the vexing philosophical issue of the thing in itself, as it was commented on by Martin Heidegger, Charles Taylor, Terry Pinkard, Henry Allison and others. This will inevitably take us to through a definition of the thing in itself as it was variously described in Kant’s Critique of Pure Reason.[6] In other words, this analysis will look to how other thinkers have understood (and criticized) the thing in itself as it moved from Kant’s philosophy to Hegel (and beyond).[7] The basic question of how Hegel dealt with the issue of the thing in itself, will be simultaneously examined to see if there are any fresh conclusions to be drawn from the distinctions about the thing in itself as it was absorbed and reified into absolute idealism. Lastly, a defense of Kant’s positions will be offered, not as an apology, but as an alternative to Hegel’s retorts.

I. Kant’s other side of things

Probably the best introduction to Kant’s conception of the thing in itself was offered by Martin Heidegger. In the 1935-36 winter semester at the University of Freiburg, he presented a series of lectures titled “Basic Questions of Metaphysics”, and the book What is a Thing? is a remarkable product of those lectures.[8] This book brings into question the philosophical questioning of the thing, as the question relates to Kant’s critical philosophy, and as it is opposed to the scientific way and the everyday way to inquire about the thing. Heidegger poses this as a basic question of metaphysics.[9] In order to set up his question about the thing, Heidegger retells the well known story of Thales, the ancient Greek philosopher, falling into the well, told by Plato in his Theaetetus.[10] The story is quite simple: Thales falls into a well while studying the stars. A housemaid laughs at Thales because of the ‘everyday’ notion that, while Thales is studying the heavens, he can’t see what’s in from of him. Therefore, in this everyday sense, the philosopher is thought to be foolish and laughable. Yet, the reason Heidegger brings this up is to show that yes, the housemaid laughs at the seeming foolishness and banality of such questions as ‘what is a thing?’ But, Heidegger implicates that philosophy is not a joke, and it is not understood in everyday terms. Heidegger writes: “we shall do well to remember occasionally that by our strolling we can fall in a well whereby we may not reach the ground for some time.”[11] When one is doing philosophy, it would serve us well to understand that there are differences in the everyday, and scientific ways of thinking about the world, these are somewhat different from the manner in which one deals with these things in a philosophical idiom. Although it starts in the everyday world, philosophy cannot get too distracted with the everyday conception of things. It must have the ability to take itself seriously apart from this, to go beyond the everyday (and the scientific) when asking fundamental questions such as what is a thing?—and verily, what is the thing in itself?

Although we cannot indulge Heidegger’s complete argument, we can say, obviously, that his main focus is Kant’s first Critique.[12] Heidegger is plainly questioning Kant’s conception of the thing. In the opening pages of What is a Thing? Heidegger, in addition to separating the philosophical questioning from the scientific (and everyday) questioning of the thing, asks the modest question ‘what is a thing?” He shows that one way we understand what a thing is, has to do with a narrow sense of the word thing, something that can be seen, touched, heard, etc. but also, there is a secondary way we think of a thing, as an “affair, transaction, or a condition.”[13] Then, as Heidegger continues, there is even a third aspect of the thing, with respect to Kant. Kant, as is already known, distinguished from the “thing-for-us (Ding für uns)”[14] which is a typical way of understanding things, so the third way of understanding the thing has to do with the “thing-in-itself (Ding an sich)”[15] Basically, the thing in itself is not experience-able, as are the things of experience. Heidegger writes that for Kant “every thing-for-us is as a thing and also a thing-in-itself.”[16] Heidegger quickly complicates this by letting us know that, for Kant, every thing in itself is not a thing for us—such as God. According to Heidegger, God is also included as a thing in itself, with respect to Kant’s way of understanding things. God is brought up as a good example to show the impenetrability of completely understanding the thing in itself as it was conceived of by Kant. In short, God is that thing in itself of which we will never truly know much about, and the empirical fact that a concept of God, or a God, is not entirely available to us.

The concept of God, as much as the concept of the thing in itself, presents a limitation to man’s knowledge for Kant. Recall Kant’s early, and frequently cited, quote from the Critique of Pure Reason: “Thus I had to deny knowledge in order to make room for faith…” (Bxxx)[17] In order to give the concept of God over to reason, would mean to provide extravagant descriptions of a being like God, who is beyond our ability to empirically know things. The tendency to do this looks more like the metaphysics offered by the speculative philosophies of Gottfried Leibniz and Christian Wolff. Kant writes, a few sentences before the above statement, “thus I cannot even assume God, freedom and immortality for the sake of necessary practical use of my reason, unless I simultaneously deprive reason of its pretentions to extravagant insights” (Bxxx)[18] Kant was critical of the way reason tended to overstep its bounds, which is one of the primary goals in the Critique, to limit reason’s extravagance, with sentences like this: “I do not understand a critique of books and systems, but a critique of the faculty of reason in general, in respect to all cognitions after which reason might strive independently of all experience…” (Axii)[19]

In later subchapter from What is a Thing? “The Title of Kant’s Major Work,” Heidegger offers a typically bold assertion that the Critique of Pure Reason is really the question: ‘what is a thing?’ “And yet we are completely justified in asserting that this title [Critique of Pure Reason] expresses nothing else but the question concerning a thing—but as a question.”[20] In later parts of What is a Thing? Heidegger talks a little more about the thing in itself, where the object of experience, the thing, to repeat, is thought of by Kant in two different ways “the thing as appearance (Erscheinung) and as the thing-in-itself (Ding an sich). But the thing-in-itself, i.e., detached from and taken out of every relation of manifestation (Bekundung) for us, remains a mere x.”[21] Every time a person thinks of a thing, there is always, at least in Kant’s particular way of organizing human understanding, an entire aspect of that thing that remains unknown to us like a variable that awaits cognitive evaluation. As complicated as Heidegger can be at times, in this case with Kant, he is remarkably clear and concise. Heidegger helps to introduce the primary nature of the dualism[22] Kant set up between the thing of appearance and the thing in itself.

II. Hegel’s absolutions[23]

G.W.F. Hegel was strongly influenced by Kant. Early on in his philosophical career he saw himself as completing Kant’s project.[24] Hegel had to work hard to lift up what he considered to be valuable in Kant’s system, while at the same time critiquing and pushing it away, a purely dialectical move to be sure. The respected Hegel specialist Terry Pinkard in his recent (2000) biography of Hegel cites an early letter where Hegel writes that “I cut my teeth on Kant’s works.”[25] Pinkard writes that Hegel’s Science of Logic of 1812, not only shows Kant’s influence, but it also shows Hegel’s critique of Kant’s critical philosophy.

Hegel’s Nuremburg dictations on ‘logic’[which contributed to the Science of Logic] show more clearly than his final completed work just how much he was indebted to Kant and just how much he had in fact returned to Kant in working out his own system.[26]

Hegel was interested in Kant’s theory of ‘Ideas’ that were philosophically brought together by a subject’s capacity to reason, yet, Hegel was not eager to embrace the notion that reason was as limited, as it was in the Critique of Pure Reason. Another objection Hegel had (as did many of his German Idealist peers) was with Kant’s thing in itself. Hegel completely rejected the thought that their can be this “unbridgeable gap between the world of appearance and the world of things-in-themselves.”[27] Pinkard states that the thing in itself was thought of by Hegel as a “mere thought.”[28] This was just another way to think of things, not some weird Kantian outlier to those things. As a matter of fact, for Hegel the ‘wholes’ that reason (unreasonably) strived for, as identified by Kant, became an irresolvable dualism between the appearance and the thing in itself. Notable evidence of Kant’s conception of ‘reason’s striving toward wholeness’ is found in many places in the Critique. In another instance, the “Second Division, Chapter II, The Antinomy of Pure Reason,” from the Critique, there is one of Kant’s neat tables having to do with the antinomies of pure reason, and their shared goal toward “absolute completeness” (A415 / B443).[29] The first of the four “ideas of absolute totality” is “The absolute completeness of the composition of a given whole of all appearances” (A415 / B443).[30] The editors, Guyer and Wood, have included a convenient footnote indicating that Kant’s editorial copy had an addition to this that read:

‘Absolute totality’ signifies the totality of the manifold of a thing in itself and is something contradictory in respect to appearances as mere representations, which are to be encountered only in the progression, not outside themselves. (A416 / B444).[31]

As much as Kant had a problem with reason’s metaphysical striving toward wholeness,

he consistently left open a multitude of dualisms. Instead of the Kantian division of appearance and the things in themselves, Hegel would embrace an ultimate unification of Kant’s dualisms to be basic manifestations of Geist (Hegel’s notorious term Geist, will be looked at with more detail later). The ‘wholes’ of reason have to then become a more complete, unified and absolute picture of reality for Hegel, because it’s a matter of how the elements dialectically come together. Hegel writes at length about the specific problem of Kant’s antinomies, and their supposed contradictions in The Enclyclopædia Logic. Hegel’s Science of Logic does have a section explicitly addressing the thing in itself “Thing-in-itself and Existence.”[32] But before venturing into the ‘greater’ Logic, it will be easier to look into Hegel’s so-called ‘shorter’ Logic, formally known as The Encyclopædia Logic.[33] In the addition to §48, from the ‘shorter’ Logic, Hegel says, “for Kant it lies in the very nature of thinking to lapse into contradictions (‘antinomies’) when it aims at cognition of the infinite.”[34] This is a typical example whereby Hegel recognizes, (and lauds) Kant for his “advance for philosophical cognition” (§48).[35] Then Hegel criticizes Kant for stopping at the “merely negative result” meaning, Kant stopped where the contradiction is left unresolved.[36] Hegel’s resolution is to suggest that “everything actual contains opposed determinations within it” and that consciousness is what brings the opposition together. This is Hegel’s “dialectical movement of thinking” (§48).[37] Another way of putting this would be to say, one takes what cannot be made conscious about a thing (re: the thing in itself / noumenon) to be what can be consciously found out about that thing (re: appearances / phenomenon). Things are made conscious not only for us, but in the greater sense of how humans collectively become conscious of things. All of what people know about a particular thing becomes an aspect of how that thing is contradicted (dialectically), and then made conscious of, and conceptualized in terms of Hegel’s Geist. Where Kant abhorred contradiction, Hegel valorized contradiction. And yet, another way of putting this would be to say that, when people set out to know about things, they are confronted with things they don’t know much about (to be clear, this is the thing in itself, after Hegel’s refinement), upon learning about the particular thing in question by agreeing, disputing and dialectically coming to terms with it, it, the thing becomes known consciously, but not absolutely. Then, in this movement of dynamic consciousness a more complete conception of the thing can be said to become better known by the whole of humanity, not just by us as individuals. Our individual Geist provides only a single part of the absolute knowledge of things. Geist, in its manifestation as the whole of humanity, provides the most complete notion of how we collectively become conscious of things for Hegel. Don’t be mistaken, an individual’s Geist is not unimportant in this picture, since our combined consciousnesses provide the basis for ‘absolute Geist.’ The contradictory, and likewise, convivial parts constitute the whole.[38] There will be more detail on Geist later, as promised.

In the Enclyclopædia Logic Hegel devotes an extensive subchapter on Kant’s “Critical Philosophy.”[39] It is here where Hegel offers the best analysis and critique of Kant’s positions. In a footnote, Hegel aptly cites the first mention of the thing itself in Kant’s Critique of Pure Reason cited from the preface to the second edition,

In the analytical part of the critique it is proved that space and time are only forms of sensible intuition, and therefore only conditions of the existence of the things as appearances, further that we have no concepts of the understanding and hence no elements for the cognition of things except insofar as an intuition can be given corresponding to these concepts, consequently that we can have no cognition of no object as a thing in itself, but only insofar as it is an object of sensible intuition, i.e. as an appearance; from which follows the limitation of all even possible speculative cognition of reason to mere objects of experience (Bxxvi).[40]

Derisively, Hegel calls Kant’s conception of the thing in itself “caput mortuum” (§44).[41] Hegel reinstates the point made by Heidegger, that Kant conceived of the thing in itself as including a conception of God. But, most importantly, Hegel calls Kant’s thing in itself, an “abstraction” and it “is itself only the product of thinking, and precisely of the thinking that has gone to the extreme of pure abstraction” (§44).[42] For Kant the thing in itself is an “empty identity” and that it is “something quite familiar” according to Hegel (§44).[43] What does Hegel mean by suggesting that the empty identity of thing in itself is something familiar?[44] Provisionally, it must mean that for Hegel, Kant’s thing in itself represents a strict abstract limitation on our ability to know and understand things, this is a way of knowing things that sets an epistemic limitation and demarcation to what can be made conscious of and identified. Kant’s thing in itself is a pure abstraction of the mind. Hegel does not retain such abstract limitations on what can be made conscious of and identified. Before a person sets out to be conscious something there has to be an acknowledgement of a particular thing that is unknown, and it is not yet differentiated from other things. Before that particular thing can become identified, its identity is empty and undifferentiated for that person. Hegel’s implicit suggestion is that Kant’s thing in itself is (for Hegel’s conception) what the thing is potentially, in its potentiality—prior to being identified and cognized. Once the thing is cognized and identified it is for us. This point is given a full explanation in §124 from the The Enclyclopædia Logic, the thing in itself is spoken of by Hegel as being something that is merely undeveloped, not yet realized, as a kind of potential. An example is given of a child who is not yet a man, who is said to be in the abstract, and in an in itself state, or a seed[45] is likewise in the in itself state. The in itself, for Hegel, is basically something that has no yet been realized, it has not been put into its fullest actuality. This is what Kant’s thing in itself becomes, after Hegel’s sublation of it.[46]

In the Science of Logic, Hegel provides the curious reader with his most opaque explication of the thing in itself thus far.[47] In this instance, Hegel does so without mentioning Kant at all (at least, not in this part of the book). The subchapter “Thing-in-itself and Existence” is located under the chapter “Existence.”[48] In these passages Hegel makes mention of the key word “reflection” with regard to the thing in itself, e.g. “The Thing-in-itself [sic] stands in relation to a Reflection which is external to it; in this Reflection it has manifold determinations.”[49] Hegel tells us that this reflection is a mediation between the thing in itself and the thing’s determination. The reflection is a way of determining something about the thing in itself, and “this determinateness of the Thing-in-itself [sic] is the property of the Thing.”[50] The determination of a thing (and again note that this is where Hegel is going beyond Kant) is not entirely limited to the external reflection of the thing. It is what the thing is. Determination, i.e. the determination one has of a particular thing, is also closely related to appearance, since it is said that the appearance of the thing, is for Hegel, what constitutes what the thing actually is for human consciousness.[51]

But back to Hegel’s reference to reflection, as regards the thing in itself. Knowing what this term means will proffer a better idea of Hegel’s critique of Kant’s thing in itself. In order to do this it would be best to slowly step away from the opaque perils of the Science Logic, and return to The Enclyclopædia Logic. Hegel gives a few examples of how he conceptualizes reflective thinking, with examples such as “this instrument is useful,” “the plant is curative,” or “this punishment is [a] deterrent” and, he says that “the predicates of these judgments are all of them determinations of reflection, by which the immediate singularity of the subject is, of course, transcended, but where the concept of the subject is still not specified” (§174).[52] So, looking up “reflection” in Magee’s The Hegel Dictionary, it is discovered that Hegel’s notion of reflective thinking circles back to a criticism of Kant’s philosophy:

Reflection reaches it zenith in the Kantian philosophy, where it is essentially an attempt to think beyond the immediate surface appearance of things and to understand how that appearance is mediated by factors and conditions that do not themselves appear […] reflection erects a dichotomy between appearance and reality (or essence) and holds to this opposition rigidly.[53]

Charles Taylor wrote his formidable book on Hegel back in the 1970s, in it he touches on the important issue of Hegel’s critique of Kant’s thing in itself. He opens discussion of the issue by describing the problem of Kant’s transcendental argument, whereby Kant had described a world of appearance that was “distinguished from the ultimate reality.”[54] This world of appearances, according to Kant, is also partially developed from the empirical, yet, since it is only “partly given to us”[55] we can know “nothing about the shape of things as they are in themselves.”[56] As we have repeated, this transcendental demarcation from ultimate reality was “intolerable” for the German Idealist philosophers working after Kant—namely Hegel. Taylor brings up an insightful connection to this with Kant’s insistence to place a premium on the moral (practical) freedom of man,[57] instead of an outside force such as God.

Back in the preface to the second edition of the Critique, Kant writes about the way such things as God, freedom and immortality are related to the thing in themselves “I cannot cognize freedom as a property on any being to which I ascribe effects in the world of sense, because then I would have to cognize such an existence as determined” (Bxxviii).[58] As Taylor discusses, Enlightenment thinkers, like Kant, were interested in placing man’s moral freedom within man’s control, i.e. transcendentally, rather than from an objective, causally and predetermined world. Essentially, for Kant, as Taylor puts it, the “transcendental argument tries to infer from experience back to the subject of that experience: what must we be like in order to have the kind of experience we do?”[59] But for Kant’s transcendental argument to carry any weight it has to differentiate between appearance and the things in themselves, experience has be differentiated from the world as it is in itself. Since the idea is, that reality is constituted by the structure of our minds, instead of the other way around. One might think that in order to know about how we understand the world, we have to empirically dig deep into the way things are. For Kant, we provide the experience of the phenomena that is made evident by the noumena, and it is the way that our minds structure that information, via the categories of understanding etc., which constitutes the reality we know. This crudely put, is Kant’s perspective, traditionally characterized as his “Copernican Revolution,” (although he never used the specific characterization: “Copernican Revolution”). In order to stake a claim for the validity of his arguments—to show that the categories of the understanding made cognition possible on the basis of the intuitions of space and time, reproductively synthesized by the imagination and brought together by the transcendental unity of apperception, in a rationally structured way—there had to be things that are outside of our a priori transcendence: the things in themselves. Freedom had to be one of those things, for Kant, which cannot be known in the fullest sense of the word. Freedom too, was noumenal, it is a thing in itself.

Unfortunately, we don’t have the time to explore the practical (ethical) and theological dimensions of Kant’s transcendentalism in any more depth than this, so we’ll continue by detailing Hegel’s critique of the thing in itself from Taylor’s reading of Hegel’s Logic,[60]. In Taylor’s chapter “A Dialectic of Categories” he focuses on Hegel’s Logic. Taylor indicates that a primary goal of Hegel’s Logic is to show that “if the real exists and has the structure is has by conceptual necessity, […] the task of the Logic is to show this conceptual structure by pure conceptual argument.”[61] For Hegel, as Taylor tells us, didn’t accept the dualism that logic was a purely formal element[62] brought to things tout court, “Thought and determinations through which it [thought] operates…are not the apanage [sovereign granting] of a subject over and against the world, but lie at the very root of things.”[63] Reality, for Hegel, is the embodiment of Geist,[64] it is rational, and we as rational beings are in touch with that since we too are aspects of a rationally conscious Geist. It is impossible to encapsulate Hegel’s full conception of Geist in this short space, but it is worth describing it in relation to what Taylor is talking about. In Inwood’s A Hegel Dictionary, toward the very end of the 3½ page definition of Geist, there is this sentence: “Hegel’s claim that Geist is absolute does not mean that everything is mental or the product of one’s own mind.”[65] In other words, the structure of reality, as rational, was thought of by Hegel as naturally immanent, and Geist idealizes these things into its particular cognition.[66]

To this notion of the way Geist cognizes the rational order of things as immanent, Taylor continues, “The rational, truly universal thought which is expressed in our categories is thus spirit’s knowledge of itself.” [67], [68] The best way to reword Taylor’s sentence here, is to say that the categories of our rational thinking are, believe it or not, the dynamic structure of reality itself, at least under Hegel’s way. It doesn’t hurt to think of Hegel’s Logic as ontological, in other words, it provides the underlying structure of reality.[69] Where Kant is epistemological, Hegel is ontological. As Taylor identifies it, this is the first dualism that Hegel wishes resolve, i.e. the dualism between concepts and the world, whereby the concepts are embodied in the world. “Concepts are not sharply distinct for objects…and no object that is, e.g. a thing with properties can fail to be a thing with properties” according to Inwood’s definition of Hegel’s term “concept”[70] The rational discloses itself in things for us, rather than things remaining in and of themselves. For Taylor, a rationally dynamic structure is related to Hegel’s notion of the concept, which, as we’ve noticed in the above example, is not separate from us or the world, rather it is “…straddling the opposition between subject and object…”[71] This describes the kind of Kantian opposition that must be overcome in Hegel’s project. And it is something that Kant clearly leaves as an opposition when he comes to the phenomena and noumena. Taylor indicates that Kant’s transcendental logic is also somewhat ontological, since it is dealing with conceptual structures of cognition, and how these apply to the world. But, Kant never took this to the conclusions that Hegel did, since Kant maintained that there was a difference between the phenomenal and the noumenal way that we cognize the world with our concepts etc. And to be sure, at least in the Critique, Kant never admitted any talk of ontology in his philosophical system, as will be noted in the “Defense” section of this paper (pp. 19-20).

Since Taylor is keen enough to situate Hegel’s arguments on the thing in itself while covering the Logic, the Logic will the obvious place to turn to again. In the extensive preliminary chapters from The Encyclopædia Logic Hegel explicitly covers a few of the philosophical ideas of his predecessors, including a generous subchapter on Kant’s “Critical Philosophy” (§§40-60).[72] In the addition to §45, Hegel writes about Kant’s thing in itself,[73]

The naïve consciousness has rightly taken exceptions to this [Kant’s] subjective idealism, according to which the content of our consciousness is some thing that is only ours, something posited only through us. In fact the true situation is that the things of which we have immediate knowledge are mere appearances, not only for us, but also in-themselves, and that the proper determination of these things, which are in this sense “finite”, consists in having ground of their being not within themselves, but in the universal divine Idea. This interpretation must also be called idealism, but, as distinct from the subjective idealism of Critical Philosophy, it is absolute idealism [Hegel’s italics].[74]

Okay, to unpack this passage a bit more, we can see clearly the departure from Kant and into Hegel’s absolute idealism, whereby the things of this world are still appearances, yet with the difference of what Hegel’s calling a determination that is ‘finite’ that doesn’t ground itself in the things, but in the “universal divine Idea.”[75] This divine idea is of course, rational, and as Magee defines it in The Hegel Dictionary, it is nearly akin to Hegel’s absolute and “idea is not a static overcoming of subject and object…Hegel conceives of Idea as a dynamic overcoming of subject and object—closer to an act than to an ‘idea.’”[76] As for appearances, Hegel brings them together with essence, i.e. the way an object appears is also coupled with its essence, Things don’t ‘only’ appear for Hegel “for when we say of something that is ‘only’ appearance…” that this is implying that the appearance is somehow only superficial rendering, and that we still need more than ‘mere’ appearance. Yet, appearance is not merely superficial for Hegel, he says as much in his “Appearance” chapter in the The Encyclopædia Logic, in the addition to §131, “…appearance is higher than mere being. Appearance is precisely the truth of being and a richer determination of the latter…”[77] Continuing on appearance, Hegel says that Kant “stopped halfway”[78] whereas appearance was kept as subjective[79] and the other half had to do with the things in themselves.

III. Protecting Kant

The respected scholar Henry E. Allison in his book Transcendental Idealism devotes many pages to the thing in itself.[80] He too felt that thing in itself was a problem for Kant’s philosophy “of all the criticisms that have been raised against Kant’s philosophy the most persistent concern the thing in itself…”[81] But it cannot be overlooked that Allison was a Kant defender. In Allison’s opening paragraph for the chapter “The Thing in Itself and the Problem of Affection” we shudder once more at the difficulty of the philosophically technical problems at hand, to take into consideration that not only do we have the dilemma of defining what the thing in itself actually is, but we also have the problem of understanding how the thing in itself relates to Kant’s transcendental idealism.

But before Allison begins his analysis of the thing itself in terms of Kant’s transcendental idealism, He gives credit to the astute German scholar Gerold Prauss who offered a “philological” account of the thing in itself in his 1974 book Kant und das Problem der Dinge an sich. Unfortunately this book is only available in German, but there are some pertinent elements to be drawn from Allison’s description of Prauss’s philological defense of Kant. For Prauss, a large part of the problem of the thing in it self is related to which “locution” is prioritized from the Critique. The typical way of prioritizing the locution favors the short version, Ding an sich (thing in itself). Apparently, Ding an sich is not as commonly used in the Critique as one would expect, given the locution’s notoriety.[82] The more common locution is Ding an sich selbst which is translated by Allison as “thing considered as it is in itself” (Ding an sich selbst betrachtet), this is the so-called “canonical” version (52). To this, Allison adds that for Prauss, “the an sich selbst” functions adverbially to characterize how a thing is being considered rather than the kind of thing it is or the way in which it exists” (52). Allison is clear that Prauss, by no means, solves the problem.[83] But he (Prauss) does resituate the argument, “appropriately reconfigured, the problem can be characterized more precisely as the need to provide some account of both the possibility and significance of a consideration of things as they are in themselves in an epistemological sense” (53). The point Allison makes in this regard have to do with an anti-metaphysical interpretation of Kant’s thing in itself, whereby, in order for things to appear in intuition, the things have to be thought of in and of themselves beforehand. Remember, that in the Critique, Kant was trying to account for things in themselves as they were to be thought of before they “affected” us, “the sensible faculty of intuition is really only a receptivity for being affected in a certain way with representations” (italics added), (A494 / B522).[84] In the most basic way of thinking about it, this would have to mean that Kant merely wanted a “methodological” (and epistemological) non-metaphysical way of knowing what things were, before they affected us by means of our intuition via space and time. This is different than asking about how things are in the ontological sense of the word. This reinstates again, the notion that Kant’s arguments are epistemological rather than ontological. Kant, in the good graces of Allison and Prauss, is concerned with what we know, rather than what things are before we know them (in contrast to Hegel). Kant writes in the “Transcendental Analytic” chapters of the Critique, that “the proud name of an ontology, which presumes to offer synthetic a priori cognitions of things in general…must give way to the modest one of a mere analytic of the pure understanding” (A247 / B303).[85], [86]

The way that the thing in it self is a problem, as Allison is suggesting, has to do with the idea that the thing in itself is not accessible to us, yet at the same time, it is the means by which things appear to us sensibly and conceptually. It, the thing in itself, then is somehow a transcendental object.[87] We’ll return to this particular problem in a bit, but for now let us address Allison’s admirable attempt a differentiation between the noumenon and the thing in itself.

What’s the difference between the thing in itself and the noumenon? Allison shows that for Kant the concept of the noumenon is not arbitrary or fictitious, but it does contain a negative limitation on the sensible appearances (that which is available to the senses), i.e. it limits appearances. Allison writes that “…in fact, it is just this connection to sensibility that enables it to function as a limiting concept.” Allison suggests that Kant earlier wrote about the noumenon in his Inaugural Dissertation of 1770, where he used the concept of the noumenon as a limit to understanding. [88] This usage changed somewhat in the Critique of Pure Reason, whereby, the noumenon also becomes a “transcendental object.” As usual with Kant, when we think we’re on solid ground, we’re not, since Allison suggests that Kant then modified his use of the noumenon in the Critique of Pure Reason away from the simplicity of the noumenon as a transcendental object described in the Dissertation, again Allison writes “that concept of the noumenon must be replaced by the concept of a transcendental object, construed as a mere indeterminate something.”[89] So if we look at what Allison is saying here, the difference between the noumenon as a transcendental object in the Dissertation is that it serves as a limitation of thought, and this idea segues into the Critique of Pure Reason, with the modification that it is also indeterminate. Alison shows this modification by quoting a note from one of Kant’s amphibolies, the “Amphiboly of Concepts of Reflection” where Kant writes,

The understanding accordingly bounds sensibility without thereby expanding its own field, and in warning sensibility not to presume to reach for things in themselves but solely for appearances, it thinks of an object in itself, but only as a transcendental object, which is the cause of appearance (thus not itself appearance), and that cannot be thought of either as magnitude or as reality or as substance, etc. (since these concepts always require sensible forms in which they determine an object); it therefore remains completely unknown whether it would be cancelled out along with sensibility or whether it would remain even if we took sensibility away. (A288 / B344 – A289 / B345).[90]

This quote is demonstrates that the pure understanding critically limits sensibility with the conception of a transcendental object, known as the thing in itself, and strangely, a suggestion of what would remain, of objects, if we took sensibility away. This passage shows too, that these things in themselves as transcendental objects are products of the mind, meaning that we can, even though they are conceptually out of reach, still think about them—in the very least, abstractly, dare we say in their ‘pure’ abstraction.

So, now there is a clearer sense of the question as to how the thing in itself is a transcendental object, which must mean that one can think of what it means to have an aspect of the object transcendentally cognized. What Allison wants to do is to puzzle out the difference between Kant’s thing in itself and the noumenon, however, as Allison suggests, this distinction is elusive. Allison’s comments are helpful, but they need to be filled in with more detail. The entry for “transcendental object” in Howard Caygill’s A Kant Dictionary assists curiosity to a degree, but once one thinks they have Kant’s meaning, it withdraws. “The transcendental object is postulated as that which ‘appears’ or the correlate[91] to receptivity.”[92] The entry also indicates that Kant, in the Critique of Pure Reason, uses the terms the thing in itself and the noumenon as synonymous with the transcendental object.[93] The transcendental object, referring to Kant’s description is “…the purely intelligible cause of appearances in general is the transcendental object…but merely in order to have something corresponding to sensibility viewed as a receptivity” (A494 / B522).[94] But what is really being said here? Before we venture a guess, let’s go back to Allison, who argues that this transcendental object, as Kant puts it “…must be thought only as something in general = X” (A104). Allison calls this a “transcendental pointer.”[95] Kant writes,

‘What kind of constitution does the transcendental object have?’ one cannot give an answer saying what it is, but one can answer that the question itself is nothing, because no object for the concept is given (A478 / B506n).[96]

Again, what does this mean for the transcendental object and the thing in itself? To answer this, let’s recap a few of the words and descriptions that are used to describe the transcendental object: a mere indeterminate something, a limitation of thought, it is not an appearance, it is not a reality, it is not a substance, etc. Still, if it is a transcendental pointer as Allison posits, it corresponds to sensibility, it is singular, it is an intelligible cause, and it is a cause of an appearance. Judging from these descriptions, and comparing what Allison writes, along with the Caygill definition, we have to assume that the transcendental object is what Allison calls “adverbial”[97] in other words, having to do with the condition in which the object appear to us, whereas we might consider it to be the transcendental moment between understanding and the intellection of the object, after our sensible intuition, yet before actual cognition or conceptualization of the object before it segues into understanding. As for the relation to the thing in itself, we could, after what was just gathered, that if the thing in itself is the empirical correlate to appearance, then the transcendental object is the transcendental correlate of the object for the understanding and cognition.

IV. Closing thoughts

It would be foolish to think that the extravagant problems brought about by Kant’s conception of the thing in itself, as it was characterized in his Critique of Pure Reason were solved in this short analysis. Only a few of the issues and complications have been brought to bear in such a way so as to consider them with the scholarly respect they deserve. If, while asking about the thing in itself, this is the well we have fallen into, we have not fallen far. The bottom has not been reached. Hegel brought Kant’s dualistic conception of the thing in itself to the dialectical resolve that reifies the absolute. And, two of the most salient points to be made have already been recounted: Where Kant opposes contradiction, Hegel valorizes contradiction, and, where Kant is epistemological, Hegel is ontological. Surely, Kant had in mind the limitations of human cognition, and Hegel envisioned the possibility toward the infinite. The mistake is to think one was right where the other was wrong. Both philosophers were simply trying to get to the truth about things, and the basic way we think about those things.

—Aurelio Madrid

 


Bibliography

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Ameriks, Karl, ed. The Cambridge Companion to German Idealism. New York: Cambridge University Press, 2000.

Beiser, Frederick. Hegel. New York: Routledge, 2005.

Carus, Paul. The Surd of Metaphysics: An Inquiry to the Question Are There Things-in-Themselves? Chicago: The Open Court Publishing Company, 1903.

Caygill, Howard. A Kant Dictionary. Oxford: Blackwell Reference, 1995.

Dudley, Will. Understanding German Idealism. Stocksfield: Acumen, 2007.

Fawcett, Edward Douglas. “From Berkeley to Hegel.” The Monist 7, no. 2 (Oct. 1896): 438-460.

Hegel, G.W.F. The Encyclopædia Logic: Part I of the Encyclopedia of Philosophical Sciences with Zusätze. Translated by T.F. Geraets, W.A. Suchting, and H.S. Harris. Indianapolis: Hackett, 1991.

—. Hegel’s Lectures on the History of Philosophy, Vol. 3. Translated by E.S. Haldane and Francis H. Simson. New York: The Humaities Press, 1963.

—. Hegel’s Logic. Translated by William Wallace. New York: Oxford, 1975.

—. The Science of Logic, Vol. II, W.H. Johnston and L.G. Struthers, trans. New York: The Macmillan Co., 1961.

Heidegger, Martin. “What is a Thing?” Edited and Translated by W.B. Barton and Vera Deutsch. Chicago: Henry Regnery Company, 1967.

Henrich, Dieter. Between Kant and Hegel: Lectures on German Idealism. Edited by David S. Pacini. Cambridge: Harvard University Press, 2003.

Inwood, Michael. A Hegel Dictionary. Oxford: Blackwell Reference, 1992.

Kant, Immanuel. Critique of Pure Reason. Edited and Translated by Paul Guyer and Allen W. Wood. New York: Cambridge University Press, 1998.

King, Martin Luther. Jr. “The Development of Hegel’s Thought as Revealed in His Early Theological Writings,” 1 October 1952. At the Boston University’s Mulgar Library. –MLKPMBU: Box 115.

Magee, Glen Alexander. The Hegel Dictionary. London: Continuum Books, 2010

Pippen, Robert. “Gerold Prauss: “Kant und das Problem der Dinge an sich.” Journal of the History of Philosophy 4, no. 3 (July 1, 1976): 374-378.

Smith, John E. “Hegel’s Critique of Kant.” The Review of Metaphysics 26, no. 3 (Mar. 1973): 438-460.

Smith, Norman Kemp. A Commentary to Kant’s Critique of Pure Reason. New York: Palgrave Macmillan, 2003.

Solomon, Robert C. “Hegel’s Epistemology.” Philosophical Quarterly 11, no. 4 (Oct. 1974): 277-289.

Taylor, Charles. Hegel. New York: Cambridge University Press, 1975.


[1] “Dwell in your house, and you will know how simple your possessions are” (Persius, Satires 4:52). Noted in Kant’s “Preface A,” Critique of Pure Reason, Axx, 104.

[2] …stanza quoted on title page of Paul Carus’s The Surd of Metaphysics. Also see Carus’s Goethe and Schiller’s Xenions, 1896: https://archive.org/details/goeandschillers00schigoog

[3] Kant’s first edition of the Critique of Pure Reason was published in 1781, and the second edition was then published six years later, in 1787.

[4] The list of critics against Kant’s use of the thing in it self not only included Fichte, Schelling and Hegel, but also Friedrich Heinrich Jacobi, Friedrich Nietzsche, Arthur Schopenhauer, Henri Bergson, and there must be many more. For instance, Schopenhauer ingenuously combines the will with the thing in itself. See his The World Will as Representation, §31, Book III, and the Appendix “Criticism of Kantian Philosophy.” Also see Arnaud François, Roxanne Lapidus, “Life and Will in Nietzsche and Bergson,” Substance, Issue 114 (Volume 36, Number 3), 2007, 100-114.

[5] One cannot discard the fact that Hegel was not only a critic of Kant, he also, incorporated some of Kant’s thought into his own, for instance, Kant’s categories are included in Hegel’s Logic, etc. The mistake is often churlishly made to regard Hegel as only a critic of Kant. This is a glaring mistake, since Hegel’s philosophy positively incorporates Kant’s ideas.

[6] There are other places in which Kant makes significant use of the thing in itself, e.g. the Critique of Practical Reason (1788), and the Prolegomena to Any Future Metaphysics (1783), Groundwork of the Metaphysics of Morals (1785) etc.

[7] See Quentin Meillassoux’s After Finitude: An Essay On The Necessity Of Contingency, Ray Brassier, trans. (New York: Continuum, 2008) “Meillassoux finds his ground as a speculative realist/materialist seeking to establish an audacious philosophical confrontation with his incisive interrogation of ‘thing in itself.’ The thing in itself is made clear, but strictly unknowable in its fullest sense. Kant disallowed the subject to access to the ‘thing in itself’ entirely as it is given, apart from our own idealization [appearance] of the object, our own thinking of the object. This is the kind of finitude Meillassoux seeks to move away from, his view is ‘after’ what was previously thought of to be an end, after the so-called ‘correlational’ finalities of Kant. Meillassoux aims to ask about the possibility of a thinking about a time when humans didn’t exist (re: ‘ancestrality’) starting with Kant’s thing in itself, then seeking to extend this by a number of radical means: namely the so-called ‘contingency of necessity’ whereby the accepted necessary laws of the universe are instead contingent.” This except is from a blog post of mine from 2010: “…ancestrality [sic] &c. / meillassoux [sic],” Luctor et Emergo. https://aureliomadrid.wordpress.com/2010/10/

[8] These dates should stand out to anyone familiar with WWII history. What is a Thing? was written during Germany’s Nazi period, along with the equally tragic fact that Heidegger was an avowed Nazi. Freiburg University had to let go of Edmund Husserl, Heidegger’s mentor, etc. Needless to say, Heidegger’s genius was great, while at the same time, his bigotry and anti-Semitism were abhorrent and inexcusable. Also see Karl Löwith, “Heidegger’s Existentialism Political Implications: My Last Meeting with Heidegger, Rome 1936, ” The Symtom 9, Lacan, http://www.lacan.com/symptom/?p=55

[9]About metaphysics, Heidegger states that “The term ‘metaphysics’ here should indicate only that the questions dealt with stand at the core and center of philosophy. However, by ‘metaphysics’ we do not mean a special field or branch within philosophy in contrast to logic and ethics. There are no fields in philosophy because philosophy is not a field. Something like a division of labor is senseless in philosophy; scholastic learning is to a certain extent indispensible to it but is never its essence.” Martin Heidegger, What is a Thing? 1-4.

[10] Martin Heidegger, What is a Thing? 2.

[11] Martin Heidegger, What is a Thing? 3.

[12] Kant’s Critique of Pure Reason will be frequently interchanged with Critique, and hereafter, is not to be mistaken for Kant’s subsequent Critiques.

[13] Interestingly he shows that etymological history of the word, in German (Das Ding), designated a court proceeding, a tribunal “The thing was a cause one negotiated or reconciled in an assembly of judges. Heidegger, Martin, “What is a Thing?” 5, see footnote.

[14] Martin Heidegger, What is a Thing? 5. Note: various authors, including Heidegger, used hyphens with reference to the thing for us, and the thing in itself (re: thing-in-itself, etc.). This paper will restrict hyphenation only when a particular author makes use of it, as is the case with Heidegger and others (as quoted).

[15] Martin Heidegger, What is a Thing? 5.

[16] Martin Heidegger, What is a Thing? 5.

[17] Immanuel Kant, Critique of Pure Reason, 117.

[18] Immanuel Kant, Critique of Pure Reason, 117.

[19] Immanuel Kant, Critique of Pure Reason, 101.

[20] Martin Heidegger, What is a Thing? 62.

[21] Martin Heidegger, What is a Thing? 128.

[22] Keep in mind that Kant doesn’t see this as a ‘dualism’ proper, this way of speaking about appearance and the thing in itself as a dualism is used somewhat pejoratively by Kant’s critics to expose a potential problem brought about by his so-called dualism/s.

[23]This is a deliberate play on the meaning of the word absolution, whereby a Christian ‘absolution,’ more or less, means to forgive someone’s sins, i.e. as a priest can offer a prayer of absolution to forgive a sinner, and this is intended to play on Hegel’s transformation from Kant’s transcendental idealism to Hegel’s absolute idealism, which was a critique of Kant’s critical philosophy, while at the same time retaining certain aspects of it.

[24] See Terry Pinkard, Hegel: a Biography (Cambridge: Cambridge University Press, 2000) 60-61.

[25] Terry Pinkard, Hegel, 339. It is not cited to whom the 1822 letter was written. In a footnote Pinkard clarifies the translation of “Ich habe mich an ihr erzogen” to be literally, “I brought myself up on Kant’s works” 715.

[26] Terry Pinkard, Hegel, 339.

[27] Terry Pinkard, Hegel, 339.

[28] Terry Pinkard, Hegel, 339.

[29] Immanuel Kant, Critique of Pure Reason, 464.

[30] Immanuel Kant, Critique of Pure Reason, 464.

[31] Immanuel Kant, Critique of Pure Reason, 464.

[32] G.W.F. Hegel, The Science of Logic, Vol. II, W.H. Johnston and L.G. Struthers, trans. (New York: The Macmillan Co., 1961) 112-115.

[33] The similarity between the two Logics is mainly structural, meaning that Hegel’s ‘logical’ structure is the same thorough these two works, and is thus carried over to the whole of his systematic philosophy in general. The bottom line is that the Logic is the structure of Hegel’s philosophy and reality itself.

[34] Hegel, The Enclyclopædia Logic, 93. Please note: The spelling of the Hackett translation is The Enclyclopædia Logic, it is not: The Encyclopedia Logic.

[35] Hegel, The Enclyclopædia Logic, 93.

[36] Hegel, The Enclyclopædia Logic, 93.

[37] Hegel, The Enclyclopædia Logic, 93.

[38]See Paul Franco’s review of Yirmiyahu Yovel, Hegel’s Preface to the Phenomenology of Spirit, “Hegel develops his own distinctive understanding of absolute knowledge as the product of a dialectical process of mediation and self-differentiation. The absolute is not to be found in the immediate apprehension of some primordial unity but only at the end of a process by which this immediate unity is negated and reflectively differentiated before being restored to identity. Hegel sums up his position by saying that “everything depends on comprehending and expressing the true not as substance, but equally also as subject” (95). That is to say, the absolute is not some sort of inert “thing” but the product of a subject-like process of self-positing, self-differentiation, and self-determination. To this process of cognitive self-development Hegel gives the name of ‘the concept.’” http://ndpr.nd.edu/news/24815-hegel-s-preface-to-the-phenomenology-of-spirit/

[39] G.W.F. Hegel, The Enclyclopædia Logic, T.F. Geraets, W.A. Suchting, H.S. Harris, trans. (Indianapolis: Hackett Publishing, 1991), 80-108.

[40] Although this is cited in Hegel’s Logic, this quote is from the Guyer and Wood translation, of Kant’s Critique of Pure Reason, 115.

[41] Hegel, The Enclyclopædia Logic, 87. The footnote for this Latin term states: “This was an alchemist’s term for the ‘dead’ precipitate that remained when all the ‘living spirit’ had been extracted or given off,” 316.

[42] Hegel, The Enclyclopædia Logic, 87.

[43] Hegel, The Enclyclopædia Logic, 87.

[44] See Glenn Alexander Magee’s The Hegel Dictionary, “identity and difference” (New York: Continuum, 2010), 116-118. “Hegel claims that the identity of the object is not something that it possesses intrinsically, irrespective of its relations to other things. Quite the contrary: the identity of something is constituted in and though its relations to other things and their properties.” 117.

[45] The word “germ” is used instead of seed, for some reason.

[46] See Encyclopedia of Marxism: Glossary of Terms, “aufheben,” “[Hegel’s] Aufheben can be translated as to sublate, to abolish, to transcend or to supersede or even ‘to pick up,’ ‘to raise,’ ‘to keep,’ ‘to preserve,’ ‘to end’ or ‘to annul.’ Literally and originally, aufheben meant ‘to pocket,’ as when someone pockets your payment but continues to work for you.” http://www.marxists.org/glossary/terms/a/u.htm

[47] This difficulty might have something to do with a bad translation, but then again it might just be Hegel’s legendary difficulty at work—tough to say for sure.

[48] Hegel, Science of Logic, 112-115.

[49] Hegel, Science of Logic, 115.

[50] Hegel, Science of Logic, 115.

[51] See Magee’s The Hegel Dictionary, “appearance.” “Thus Hegel rejects such attempts at setting up a dichotomy between appearance and reality.” and “appearance is a showing-forth, the displaying of what something is.” and “on a deeper level, however, we can say that the things themselves are appearances of the absolute.” 38-39.

[52] Hegel, The Enclyclopædia Logic, 252.

[53] Magee, The Hegel Dictionary, “reflection,” 198.

[54] Charles Taylor, Hegel, 30.

[55] Charles Taylor, Hegel, 30.

[56] Charles Taylor, Hegel, 31.

[57] Fichte was famous for trying to complete this strategy. Robert Beazeale in his Stanford Encyclopedia of Philosophy entry On Fichte writes “…and no matter how far his own system seemed to diverge from ‘the letter’ of the Critical philosophy, Fichte always maintained that it remained true to ‘the spirit’ of the same. Central to this ‘spirit,’ for Fichte, is an uncompromising insistence upon the practical certainty of human freedom and a thoroughgoing commitment to the task of providing a transcendental account of ordinary experience that could explain the objectivity and necessity of theoretical reason (cognition) in a manner consistent with the practical affirmation of human liberty. Though Fichte attributed the discovery of this task to Kant, he believed that it was first accomplished successfully only in the Wissenschaftslehre, which he therefore described as the first ‘system of human freedom.’” http://plato.stanford.edu/entries/johann-fichte/#4.1

[58] Kant, Critique of Pure Reason, 116.

[59] Taylor, Hegel, 30.

[60]Taylor notes that he is drawing from both the Science of Logic of 1812-16, which is sometimes referred to as the ‘greater Logic,’ and Hegel’s so called Encyclopedia Logic, which is sometimes referred to as the ‘shorter Logic.’

[61] Charles Taylor, Hegel, 225.

[62] This is not the formal logic of deductions and proofs, it is more metaphysical and ontological, although it also works with some elements of traditional logic—contradiction, syllogisms etc. Taylor also compares Hegel’s Logic to Kant’s “Transcendental Logic.”

[63] Charles Taylor, Hegel, 225.

[64] Michael Inwood’s A Hegel Dictionary tells us that spirit (Geist, which can be translated as mind, spirit, or both) has several meanings and uses: (1) “Geist denotes the human mind and its products” (2) “…all individual psychological life, [etc.]…” (3) “…intellectual aspects of the psyche, [etc.]…” (4) “…social groups, laws, customs, [etc.]…[re:] objective spirit…” (5) “…art, religion, philosophy, [etc.]…[re:] absolute spirit…” (6) …history, [etc.]…world spirit…” (7) “…the spirit of the people, [etc.]… (8) “…spirit of the age, [etc.]…” (9) “…God, [or better said, a higher power, common to all religions. etc.]…”

[65] Inwood, A Hegel Dictionary, “spirit,” 274-277.

[66] Inwood, A Hegel Dictionary, “spirit,” 274-277.

[67] I recently found an excerpt from a seminar by Martin Luther King Jr. gave on Hegel in the early 50s. King expounds on the difference between Kant’s categories and Hegel’s, whereas Kant’s categories were epistemological, they were aspects of the pure understanding that showed how we conceptualize the world, and they are the base of our knowledge. King writes “….it was at this point that Hegel went beyond Kant. The categories for Hegel were more than epistemological principles of knowing; they were ontological principles of being.’ They were not merely the necessary and universal conditions of the world as it appears to us, but they were the necessary and universal conditions of the world, as it is in itself.8 Reason, the system of categories, is self-explained and self-determined, dependent only upon itself. This means that it is real. Therefore, ‘the rational is the real and the real is the rational.’”

“An Exposition of the First Triad of Categories of the Hegelian Logic-Being, Non-Being, Becoming” 1953. http://mlk-kpp01.stanford.edu/primarydocuments/Vol2/530522ExpositionFirstTriad.pdf

[68] Charles Taylor, Hegel, 225.

[69] The entry for Hegel’s Logic in Glenn Alexander McGee’s The Hegel Dictionary says as much “And what the Logic gives us, quite simply, is Hegel’s account of the whole, the formal structure of reality itself, its inner truth.” 132.

[70] Inwood, A Hegel Dictionary, “concept,” 58-61.

[71] Charles Taylor, Hegel, 226.

[72] G.W.F. Hegel, The Encyclopædia Logic, 81-108.

[73] …this isn’t the only time Hegel in The Encyclopædia Logic speaks of the thing in itself and its problems, I’m counting five other instances, and there must be more.

[74] G.W.F. Hegel, The Encyclopædia Logic, 88-89.

[75] Hegel is sounding very Platonic here, although we’ll see that this characterization is not accurate with respect to Hegel’s appearance etc.

[76] Glenn Alexander Magee, The Hegel Dictionary, 112.

[77] G.W.F. Hegel, The Encyclopædia Logic, 200.

[78] G.W.F. Hegel, The Encyclopædia Logic, 200.

[79] …back in §46, Hegel goes as far to call Kant’s subjective idealism: vulgar! Hegel, G.W.F. The Encyclopædia Logic, 89.

[80] Henry E. Allison, “The Thing in Itself and the Problem of Affection,” Transcendental Idealism, 50-73.

[81] Henry E. Allison, “The Thing in Itself…,” Transcendental Idealism, 50.

[82] See Robert Pippin’s book review Gerold Prauss, “Kant und das Problem der Ding an sich.” Journal of the History of Philosophy, vol., 4, 3, (July 1, 1976): 374-378. Here, Pippin writes that “Prauss finds that of the 295 occurrences [of the locution found in Kant’s Critique of Pure Reason] only 37, or 13% use the short phrase, Ding an sch. He finally shows that the only clear cut uses of the ‘short form’ number a mere 6% of the total. The other 94% mention, in one way or another, Ding an sich selbst. Which Prauss argues is the expression of the correct Kantian formulation, ‘things—considered in themselves’ (Dinge—an sich selbst Betrachtet).”

[83] Pippin seems to agree with this assessment too, in the above mentioned Prauss review.

[84] Kant, Critique of Pure Reason, 512.

[85] Kant, Critique of Pure Reason, 345.

[86] Guyer and Wood in their introduction to the Critique repeat this distinction in Kant’s philosophy that “reveals Kant’s characteristic tendency to convert ontological questions into epistemological questions—that is, the transformation of questions about what sorts of things there must be into questions about the conditions under which it is possible for us to make claims to the knowledge about things.” Paul Guyer, Allen Wood, eds., Kant, Critique of Pure Reason, “Introduction to the Critique of Pure Reason,” 25.

[87] Henry E. Allison, “The Thing in Itself…,” Transcendental Idealism, 50.

[88] See Immanuel Kant, Kant’s Inaugural Dissertation of 1770, William J. Eckoff, trans. (Whitefish: Kessinger Publishing, 2004).

[89] Henry E. Allison, “The Thing in Itself…,” Transcendental Idealism, 59.

[90] Immanuel Kant, Critique of Pure Reason, 381.

[91] Quentin Meillassoux calls Kant a “correlationist” for this reason, i.e. the thing in itself is a correlate to the thing as it appears to us. See his After Finitude.

[92] Howard Caygill, A Kant Dictionary, 401.

[93] Howard Caygill, A Kant Dictionary, 401.

[94] Kant, Critique of Pure Reason, 512.

[95] Henry E.Allison, “The Thing in Itself…,” Transcendental Idealism, 60.

[96] Kant, Critique of Pure Reason, 504.

[97] Henry E. Allison, “The Thing in Itself…,” Transcendental Idealism, 62.

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